CIFC ASSET MANAGEMENT LLC
Adviser information for CIFC ASSET MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 209 |
|---|---|
| Investment Advisory/Research | 93 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 9 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 129 | $38.0B |
| Non-Discretionary | 0 | $0 |
| Total | 129 | $38.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 95 | $32.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $663.6M |
| Other investment advisers | 13 | $1.1B |
| Insurance companies | 6 | $626.8M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $1.7B |
| Other | 6 | $1.8B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 90 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsWE MANAGE COLLATERALIZED LOAN OBLIGATION FUNDS, OTHER PRIVATE FUNDS AND SEPARATELY MANAGEMENT ACCOUNTS |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-72883 |
|---|---|
| SEC ERA File Number | 801-72883 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159172 |
| Legal Entity Identifier | 549300NEMRCSGL23FU27 |
Principal Office
1 SE 3RD AVENUESUITE 1660
MIAMI
FL
United States
Monday - Friday, 8:30 AM TO 5:30 PM
Tel: 786-652-3250, Fax: None
Chief Compliance Officer
LILY YULIANI WICKER
ASSOCIATE GENERAL COUNSEL
875 3RD AVENUE
24TH FLOOR
NEW YORK
NY
United States
Tel:
212-624-4597
L******@*******M
(Full email address available in API data)
Regulatory Contact
JOSEPHINE PAJE
DEPUTY CHIEF COMPLIANCE OFFICER
875 3RD AVENUE
24TH FLOOR
NEW YORK
NY
United States
Tel:
212-624-4579
J****@*******M
(Full email address available in API data)
Industry Affiliates
| CIFC CLO ALPHA FUND II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CIFC CLO ALPHA FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CIFC CLO MOPP FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CIFC CLO OPPORTUNITY FUND II GP LTD | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CIFC CLO OPPORTUNITY FUND III GP LP | Sponsor, GP, manager of pooled investment vehicles |
| CIFC CLO OPPORTUNITY FUND IV GP LP | Sponsor, GP, manager of pooled investment vehicles |
| CIFC CLO OPPORTUNITY FUND V GP LP | Sponsor, GP, manager of pooled investment vehicles |
| CIFC CLO STRATEGIC PARTNERS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CIFC CLO STRATEGIC PARTNERS II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CIFC EVENT DRIVEN OPPORTUNITIES FUND GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CIFC EVENT DRIVEN OPPORTUNITIES FUND GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CIFC GLOBAL STRATEGIC CREDIT FUND GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CIFC HOLDINGS II SUB LLC | Sponsor, GP, manager of pooled investment vehicles |
| CIFC INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial planners |
| CIFC NPF (LUX) GP S.A.R.L | Sponsor, GP, manager of pooled investment vehicles |
| CIFC PARTHENON LOAN FUNDING GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CIFC SC CREDIT OPPORTUNITIES FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CIFC SECONDARY OPPORTUNITIES FUND I GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| CIFC SECONDARY OPPORTUNITIES FUND II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CIFC SENIOR SECURED CORPORATE LOAN FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CIFC STRUCTURED OPPORTUNISTIC LEVERED ABSOLUTE RETURN FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CIFC-LBC CREDIT FUNDING O LP | Sponsor, GP, manager of pooled investment vehicles |
| LBC CREDIT FUNDING III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LBC CREDIT FUNDING IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LBC CREDIT FUNDING V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LBC CREDIT FUNDING VI LP | Sponsor, GP, manager of pooled investment vehicles |
| LBC CREDIT MANAGEMENT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LBC CREDIT PARTNERS | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LBC-A CREDIT FUNDING II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LBC-A CREDIT FUNDING, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LBC-P CO-INVESTMENT GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LBC-P CREDIT FUNDING, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TEXAS DEBT CAPITAL GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CIFC CLO OPPORTUNITY MASTER FUND (CAYMAN) II LP | Private Equity Fund | $0.4M | $5.0M | 0 |
| CIFC CLO OPPORTUNITY MASTER FUND III LP | Private Equity Fund | $77.4M | $5.0M | 47 |
| CIFC CLO OPPORTUNITY MASTER FUND IV LP | Private Equity Fund | $175.6M | $5.0M | 21 |
| CIFC CLO OPPORTUNITY MASTER FUND V LP | Private Equity Fund | $68.3M | $5.0M | 18 |
| CIFC EUROPEAN FUNDING CLO I DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $439.4M | $0.3M | 0 |
| CIFC EUROPEAN FUNDING CLO II DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $446.0M | $0.3M | 0 |
| CIFC EUROPEAN FUNDING CLO III DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $389.0M | $0.3M | 0 |
| CIFC EUROPEAN FUNDING CLO IV DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $443.8M | $0.3M | 0 |
| CIFC EUROPEAN FUNDING CLO V DESIGNATED ACTIVITY COMPANY | Securitized Asset Fund | $442.1M | $0.3M | 0 |
| CIFC EVENT DRIVEN OPPORTUNITIES MASTER FUND (CAYMAN) L.P. | Hedge Fund | $31.0M | $5.0M | 16 |
| CIFC EVENT DRIVEN OPPORTUNITIES MASTER FUND S.C.SP. | Hedge Fund | $0.0M | $5.0M | 0 |
| CIFC FALCON 2020 LTD. | Securitized Asset Fund | $350.0M | $0.1M | 0 |
| CIFC FUNDING 2012-II-R, LTD. | Securitized Asset Fund | $0.1M | $0.1M | 0 |
| CIFC FUNDING 2013-I, LTD. | Securitized Asset Fund | $461.0M | $0.3M | 0 |
| CIFC FUNDING 2013-II, LTD. | Securitized Asset Fund | $590.4M | $0.2M | 0 |
| CIFC FUNDING 2013-III-R, LTD. | Securitized Asset Fund | $388.6M | $0.1M | 0 |
| CIFC FUNDING 2013-IV, LTD. | Securitized Asset Fund | $488.5M | $0.1M | 0 |
| CIFC FUNDING 2014-II-R, LTD. | Securitized Asset Fund | $688.0M | $0.3M | 0 |
| CIFC FUNDING 2014-III, LTD. | Securitized Asset Fund | $671.2M | $0.3M | 0 |
| CIFC FUNDING 2014-IV-R, LTD. | Securitized Asset Fund | $523.7M | $0.3M | 0 |
| CIFC FUNDING 2014-V, LTD. | Securitized Asset Fund | $538.1M | $0.3M | 0 |
| CIFC FUNDING 2014, LTD. | Securitized Asset Fund | $562.3M | $0.3M | 0 |
| CIFC FUNDING 2015-I, LTD. | Securitized Asset Fund | $556.6M | $0.3M | 0 |
| CIFC FUNDING 2015-III, LTD. | Securitized Asset Fund | $389.2M | $0.3M | 0 |
| CIFC FUNDING 2015-IV, LTD. | Securitized Asset Fund | $499.2M | $0.3M | 0 |
| CIFC FUNDING 2016-I, LTD. | Securitized Asset Fund | $494.3M | $0.3M | 0 |
| CIFC FUNDING 2017-I, LTD. | Securitized Asset Fund | $586.5M | $0.1M | 0 |
| CIFC FUNDING 2017-II, LTD. | Securitized Asset Fund | $521.8M | $0.3M | 0 |
| CIFC FUNDING 2017-III, LTD. | Securitized Asset Fund | $598.6M | $0.1M | 0 |
| CIFC FUNDING 2017-IV, LTD. | Securitized Asset Fund | $701.1M | $0.3M | 0 |
| CIFC FUNDING 2017-V, LTD. | Securitized Asset Fund | $630.9M | $0.1M | 0 |
| CIFC FUNDING 2018-I, LTD. | Securitized Asset Fund | $970.1M | $0.1M | 0 |
| CIFC FUNDING 2018-II, LTD. | Securitized Asset Fund | $783.5M | $0.1M | 0 |
| CIFC FUNDING 2018-III, LTD. | Securitized Asset Fund | $594.4M | $0.1M | 0 |
| CIFC FUNDING 2018-IV, LTD. | Securitized Asset Fund | $794.0M | $0.1M | 0 |
| CIFC FUNDING 2018-V, LTD. | Securitized Asset Fund | $544.3M | $0.1M | 0 |
| CIFC FUNDING 2019-I, LTD. | Securitized Asset Fund | $597.8M | $0.3M | 0 |
| CIFC FUNDING 2019-II, LTD. | Securitized Asset Fund | $501.1M | $0.3M | 0 |
| CIFC FUNDING 2019-III, LTD. | Securitized Asset Fund | $602.9M | $0.3M | 0 |
| CIFC FUNDING 2019-IV, LTD. | Securitized Asset Fund | $500.4M | $0.3M | 0 |
| CIFC FUNDING 2019-V, LTD. | Securitized Asset Fund | $501.3M | $0.1M | 0 |
| CIFC FUNDING 2019-VI, LTD. | Securitized Asset Fund | $400.2M | $0.1M | 0 |
| CIFC FUNDING 2020-I, LTD. | Securitized Asset Fund | $502.6M | $0.1M | 0 |
| CIFC FUNDING 2020-II, LTD. | Securitized Asset Fund | $451.6M | $0.3M | 0 |
| CIFC FUNDING 2020-III, LTD. | Securitized Asset Fund | $502.0M | $0.1M | 0 |
| CIFC FUNDING 2020-IV, LTD. | Securitized Asset Fund | $403.0M | $0.1M | 0 |
| CIFC FUNDING 2021-I, LTD. | Securitized Asset Fund | $502.1M | $0.1M | 0 |
| CIFC FUNDING 2021-II, LTD. | Securitized Asset Fund | $502.9M | $0.1M | 0 |
| CIFC FUNDING 2021-III, LTD. | Securitized Asset Fund | $603.6M | $0.1M | 0 |
| CIFC FUNDING 2021-IV, LTD. | Securitized Asset Fund | $603.1M | $0.1M | 0 |
| CIFC FUNDING 2021-V, LTD. | Securitized Asset Fund | $502.6M | $0.1M | 0 |
| CIFC FUNDING 2021-VI, LTD. | Securitized Asset Fund | $501.4M | $0.1M | 0 |
| CIFC FUNDING 2021-VII, LTD. | Securitized Asset Fund | $601.9M | $0.1M | 0 |
| CIFC FUNDING 2022-I, LTD. | Securitized Asset Fund | $501.9M | $0.1M | 0 |
| CIFC FUNDING 2022-II, LTD. | Securitized Asset Fund | $502.6M | $0.1M | 0 |
| CIFC FUNDING 2022-III, LTD. | Securitized Asset Fund | $402.6M | $0.1M | 0 |
| CIFC FUNDING 2022-IV, LTD. | Securitized Asset Fund | $503.9M | $0.3M | 0 |
| CIFC FUNDING 2022-V, LTD. | Securitized Asset Fund | $508.4M | $0.3M | 0 |
| CIFC FUNDING 2022-VI, LTD. | Securitized Asset Fund | $401.0M | $0.3M | 0 |
| CIFC FUNDING 2022-VII, LTD. | Securitized Asset Fund | $502.4M | $0.3M | 0 |
| CIFC FUNDING 2023-I, LTD. | Securitized Asset Fund | $450.3M | $0.3M | 0 |
| CIFC FUNDING 2023-II, LTD. | Securitized Asset Fund | $400.1M | $0.3M | 0 |
| CIFC FUNDING 2023-III, LTD. | Securitized Asset Fund | $500.0M | $0.3M | 0 |
| CIFC GLOBAL FLOATING RATE CREDIT FUND, A SUB-FUND OF CIFC CREDIT FUNDS ICAV | UCITS | $81.2M | $1.0M | 50 |
| CIFC GLOBAL STRATEGIC CREDIT FUND SCSP | Hedge Fund | $0.0M | $5.0M | 1 |
| CIFC LOAN OPPORTUNITY FUND II, LTD. | Securitized Asset Fund | $127.9M | $0.0M | 0 |
| CIFC LOAN OPPORTUNITY FUND, LTD. | Securitized Asset Fund | $158.7M | $0.0M | 0 |
| CIFC SECONDARY OPPORTUNITIES FUND I LP | Private Equity Fund | $36.0M | $0.0M | 6 |
| CIFC SECONDARY OPPORTUNITIES FUND II LP | Private Equity Fund | $138.3M | $0.0M | 12 |
| CIFC SENIOR SECURED CORPORATE LOAN (LUX) FUND, A SUB-FUND OF CIFC NPF (LUX) FUND S.C.SP.-SIF | Hedge Fund | $64.4M | $0.1M | 10 |
| CIFC SENIOR SECURED CORPORATE LOAN MASTER FUND LP | PRIVATE INVESTMENT FUND | $639.1M | $5.0M | 35 |
| CIFC STRUCTURED OPPORTUNISTIC LEVERED ABSOLUTE RETURN MASTER FUND LP | PRIVATE INVESTMENT FUND | $13.3M | $5.0M | 2 |
| TEXAS DEBT CAPITAL CLO 2023-I, LTD. | Securitized Asset Fund | $401.0M | $0.3M | 0 |
| TEXAS DEBT CAPITAL CLO 2023-II, LTD. | Securitized Asset Fund | $500.5M | $0.3M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VACCARO, STEPHEN, JOSEPH | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER | 02/2014 | < 5% |
| CIFC ASSET MANAGEMENT HOLDINGS LLC | Domestic Entity | – | SOLE MEMBER | 04/2015 | > 75% |
| CIFC CORP. | Domestic Entity | CIFC ASSET MANAGEMENT HOLDINGS LLC | SOLE MEMBER | 04/2015 | > 75% |
| CIFC LLC | Domestic Entity | CIFC CORP. | SOLE MEMBER | 12/2019 | > 75% |
| CENTRICUS HOLDINGS I LP | Domestic Entity | CIFC LLC | SOLE MEMBER | 11/2016 | > 75% |
| CENTRICUS FINANCIAL INVESTMENTS LP | Foreign Entity | CENTRICUS HOLDINGS I LP | LIMITED PARTNER | 08/2016 | > 75% |
| SUPREME UNIVERSAL HOLDINGS LIMITED | Foreign Entity | CENTRICUS FINANCIAL INVESTMENTS LP | LIMITED PARTNER | 11/2016 | > 75% |
| AL-THANI, HAMAD BIN KHALIFA | Individual | SUPREME UNIVERSAL HOLDINGS LIMITED | SOLE MEMBER | 11/2012 | > 75% |
| DIROCCO, JOHN, STEPHEN | Individual | – | CHIEF OPERATING OFFICER | 09/2017 | < 5% |
| MCGANN, ROBERT, VINCENT | Individual | – | CHIEF FINANCIAL OFFICER | 01/2021 | < 5% |
| WICKER, LILY, YULIANI | Individual | – | CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL | 08/2022 | < 5% |
| RICHARDS, ASHA, KAMARIA | Individual | – | GENERAL COUNSEL | 07/2022 | < 5% |