SPROTT ASSET MANAGEMENT LP
Adviser information for SPROTT ASSET MANAGEMENT LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 68 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 9 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $792.1M |
| Total | 1 | $792.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $792.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 2 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
200 BAY STREETSUITE 2600
TORONTO, ONTARIO
Canada
Monday - Friday, 8:00 - 5:00
Tel: 416-943-8099, Fax: 416-977-9555
Chief Compliance Officer
LARA MISNER
ROYAL BANK PLAZA, SOUTH TOWER
SUITE 2600, 200 BAY STREET
TORONTO, ONTARIO
Canada
Tel:
416-943-8099
Fax:
416-977-9555
L******@*********M
(Full email address available in API data)
Industry Affiliates
| RESOURCE CAPITAL INVESTMENT CORPORATION | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SPROTT ASSET MANAGEMENT USA INC. | Other investment adviser, including financial planners |
| SPROTT GLOBAL RESOURCE INVESTMENTS LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPROTT INC. | Foreign Entity | – | LIMITED PARTNER | 09/2008 | < 5% |
| SPROTT ASSET MANAGEMENT GP INC. | Foreign Entity | – | GENERAL PARTNER | 09/2008 | > 75% |
| SPROTT INC. | Foreign Entity | SPROTT ASSET MANAGEMENT GP INC. | SHAREHOLDER | 06/2009 | > 75% |
| CIAMPAGLIA, JOHN, ANTHONY | Individual | – | CEO, DIRECTOR | 07/2017 | < 5% |
| BHATHAL, VARINDER | Individual | – | CHIEF FINANCIAL OFFICER | 12/2018 | < 5% |
| GEORGE, WILLIAM, WHITNEY | Individual | – | DIRECTOR | 12/2018 | < 5% |
| Hibbert, Kevin | Individual | – | DIRECTOR | 01/2016 | < 5% |
| Misner, Lara | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2020 | < 5% |
| Smirnova, Maria, Arkadevna | Individual | – | CHIEF INVESTMENT OFFICER | 12/2021 | < 5% |