Hedge Fund Database

FINANCIAL ENHANCEMENT GROUP

FINANCIAL ENHANCEMENT GROUP LLC Legal Name

Adviser information for FINANCIAL ENHANCEMENT GROUP last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Indiana, United States

Employees

Total Number of Employees 23
Investment Advisory/Research 21
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 23
Licensed Agents of an Insurance Company 6
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,285 $728.0M
Non-Discretionary 0 $0
Total 3,285 $728.0M

Clients

Type Number RAUM
Individuals 1,103 $591.3M
HNW Individuals 13 $115.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 3 $1.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 22 $20.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-72907
SEC ERA File Number 801-72907
SEC CIK Numbers 1641438
SEC CRD Numbers 159017
Legal Entity Identifier None

Principal Office

2704 ENTERPRISE DRIVE
ANDERSON
IN
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 765-640-1524, Fax: 317-744-1484

Websites

www.youtube.com/channel/ucwu_ffdi6rwn0jyj2djoesa www.yourlifeafterwork.com www.linkedin.com/company/731086/ www.facebook.com/financialenhancementgroup/ twitter.com/feg_advisors

Chief Compliance Officer

DONALD HODSON
CHIEF COMPLIANCE OFFICER
2704 ENTERPRISE DRIVE
ANDERSON
IN
United States
Tel: 765-640-1524
Fax: 317-744-1484
(Full email address available in API data)

Regulatory Contact

RENEE JONES
COMPLIANCE OFFICER
2704 ENTERPRISE DRIVE
ANDERSON
IN
United States
Tel: 765-640-1524
Fax: 317-744-1484
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CLARK, JOSEPH, ANDREW Individual – MANAGING MEMBER 11/2011 < 5%
JOE'S MONEY SHOW LLC Domestic Entity – OWNER 03/2002 50-75%
CLARK, JOSEPH, ANDREW Individual JOE'S MONEY SHOW LLC MANAGING MEMBER/OWNER 03/2002 > 75%
HARTER, ADAM, MICHAEL Individual – CHIEF INVESTMENT STRATEGIST, OWNER 12/2012 10-25%
HODSON, DONALD, EARL Individual – CHIEF COMPLIANCE OFFICER, OWNER 12/2012 10-25%
JENKINSON, TAYLOR, BENNETT Individual – LEAD PARAPLANNER 01/2019 < 5%
RHEAUME, AARON, SCOTT Individual – DIRECTOR OF FINANCIAL PLANNING 01/2020 < 5%
MELLADY, VICKY J Individual – FIRM ADMINISTRATOR 01/2021 < 5%
MCNEAL, STACY J Individual – PROCESSOR 01/2021 < 5%

No. Employees, Historic

3015020202021202220232024202518 on 2/17/202018 on 5/21/202018 on 5/21/202018 on 6/30/202018 on 7/31/202018 on 9/16/202018 on 9/16/202019 on 3/5/202119 on 4/21/202119 on 7/8/202119 on 7/8/202119 on 11/29/202119 on 1/31/202219 on 2/25/202219 on 4/6/202219 on 7/7/202219 on 10/4/202220 on 2/28/202320 on 4/5/202320 on 12/1/202323 on 2/9/202423 on 2/9/2024

RAUM, Historic

800M400M0202020212022202320242025493239383 on 2/17/2020493239383 on 5/21/2020493239383 on 5/21/2020493239383 on 6/30/2020493239383 on 7/31/2020493239383 on 9/16/2020493239383 on 9/16/2020588653398 on 3/5/2021588653398 on 4/21/2021588653398 on 7/8/2021588653398 on 7/8/2021588653398 on 11/29/2021588653398 on 1/31/2022703479364 on 2/25/2022703479364 on 4/6/2022703479364 on 7/7/2022703479364 on 10/4/2022635755960 on 2/28/2023635755960 on 4/5/2023635755960 on 12/1/2023727975915 on 2/9/2024727975915 on 2/9/2024

No. Clients, Historic

2,0001,00002020202120222023202420251008 on 2/17/20201008 on 5/21/20201008 on 5/21/20201008 on 6/30/20201008 on 7/31/20201008 on 9/16/20201008 on 9/16/20201057 on 3/5/20211057 on 4/21/20211057 on 7/8/20211057 on 7/8/20211057 on 11/29/20211057 on 1/31/20221102 on 2/25/20221102 on 4/6/20221102 on 7/7/20221102 on 10/4/20221153 on 2/28/20231153 on 4/5/20231153 on 12/1/20231141 on 2/9/20241141 on 2/9/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ADVISORSHARES TR PURE US CANNABIS 413K 56K 0
AMAZON COM INC COM 452K 2K 0
AMERICAN ELEC PWR CO INC COM 214K 2K 0
AMERICAN FINL GROUP INC OHIO COM 2M 13K 0
AMPLIFY ETF TR CWP ENHANCED DIV 13M 340K 0
APPLE INC COM 10M 46K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 4K 0
BLACKROCK ETF TRUST US EQT FACTOR 4M 76K 0
BOOKING HOLDINGS INC COM 751K 205 0
BOSTON SCIENTIFIC CORP COM 337K 4K 0
BROADCOM INC COM 7M 50K 0
BROWN & BROWN INC COM 764K 8K 0
BUILDERS FIRSTSOURCE INC COM 670K 4K 0
CATERPILLAR INC COM 247K 746 0
CHEVRON CORP NEW COM 206K 1K 0
CHURCH & DWIGHT CO INC COM 6M 62K 0
DANAHER CORPORATION COM 3M 10K 0
DBX ETF TR XTRACK MSCI JAPN 2M 33K 0
DOLLAR GEN CORP NEW COM 340K 3K 0
DRAFTKINGS INC NEW COM CL A 3M 94K 0
ELEVANCE HEALTH INC COM 363K 682 0
ELI LILLY & CO COM 2M 2K 0
ETF SER SOLUTIONS DISTILLATE US 3M 56K 0
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 7M 374K 0
FIRST TR EXCH TRADED FD III LNG/SHT EQUITY 17M 270K 0
FIRST TR EXCHANGE TRAD FD VI FST TR GLB FD 7M 313K 0
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 25M 426K 0
FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 1M 27K 0
FIRST TR EXCHANGE-TRADED FD WTR ETF 2M 16K 0
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 12M 236K 0
FIRST TR EXCHANGE-TRADED FD NY ARCA BIOTECH 831K 5K 0
FTI CONSULTING INC COM 8M 38K 0
GE VERNOVA INC COM 1M 8K 0
GENTEX CORP COM 4M 128K 0
GENUINE PARTS CO COM 251K 2K 0
HOME DEPOT INC COM 281K 785 0
INTERCONTINENTAL EXCHANGE IN COM 8M 56K 0
INTUITIVE SURGICAL INC COM NEW 403K 893 0
INVESCO EXCH TRADED FD TR II INTL BUYBACK 3M 65K 0
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 14M 281K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 21M 124K 0
INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 13M 152K 0
ISHARES BITCOIN TR SHS 3M 79K 0
ISHARES INC MSCI GBL GOLD MN 649K 21K 0
ISHARES TR MSCI USA QLT FCT 5M 27K 0
ISHARES TR S&P 100 ETF 12M 46K 0
ISHARES TR S&P 500 VAL ETF 10M 52K 0
ISHARES TR MSCI ACWI ETF 6M 52K 0
ISHARES TR MODERT ALLOC ETF 3M 60K 0
ISHARES TR MBS ETF 517K 5K 0
ISHARES TR MSCI EAFE ETF 8M 104K 0
ISHARES TR MSCI INDIA ETF 997K 18K 0
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 5M 100K 0
JANUS DETROIT STR TR HENDERSON MTG 19M 405K 0
JANUS DETROIT STR TR HENDRSON AAA CL 18M 346K 0
JANUS DETROIT STR TR HENDERSON SECURI 24M 451K 0
JANUS DETROIT STR TR B-BBB CLO ETF 5M 95K 0
JOHNSON & JOHNSON COM 252K 2K 0
JPMORGAN CHASE & CO. COM 496K 2K 0
LINDE PLC SHS 12M 26K 0
LOCKHEED MARTIN CORP COM 242K 441 0
MANAGED PORTFOLIO SERIES TORTOISE NRAM PI 2M 73K 0
MASTERCARD INCORPORATED CL A 216K 468 0
MCDONALDS CORP COM 206K 768 0
MERCK & CO INC COM 5M 43K 0
MICROSOFT CORP COM 1M 3K 0
NETFLIX INC COM 256K 409 0
NEXTERA ENERGY INC COM 4M 50K 0
NVIDIA CORPORATION COM 6M 53K 0
PACER FDS TR TRENDP US LAR CP 11M 221K 0
PACER FDS TR LUNT LRGCP MULTI 11M 237K 0
PACER FDS TR CFRA STVAL EQL 1M 32K 0
PIMCO ETF TR ENHAN SHRT MA AC 2M 18K 0
POWERSHARES ACTIVELY MANAGED S&P500 DOWNSID 7M 196K 0
QUALYS INC COM 832K 6K 0
SELECT SECTOR SPDR TR COMMUNICATION 10M 116K 0
SELECT SECTOR SPDR TR TECHNOLOGY 5M 25K 0
SELECT SECTOR SPDR TR INDL 4M 29K 0
SELECT SECTOR SPDR TR FINANCIAL 9M 218K 0
SHERWIN WILLIAMS CO COM 5M 15K 0
SIMPLIFY EXCHANGE TRADED FUN US EQT PLS CNVEX 10M 268K 0
SIMPLIFY EXCHANGE TRADED FUN SHORT TERM TREA 30M 1M 0
SIMPLIFY EXCHANGE TRADED FUN MULTI QIS ALTERN 589K 23K 0
SIMPLIFY EXCHANGE TRADED FUN US EQT PLS DWNSD 626K 19K 0
SIMPLIFY EXCHANGE TRADED FUN MANAGED FUTURES 3M 100K 0
SIMPLIFY EXCHANGE TRADED FUN HEDGED EQUITY 904K 33K 0
SPDR GOLD TR GOLD SHS 241K 1K 0
SPDR INDEX SHS FDS PORTFOLIO EMG MK 5M 133K 0
SPDR INDEX SHS FDS MSCI EAFE STRTGC 34M 447K 0
SPDR INDEX SHS FDS MSCI WRLD STRGIC 597K 5K 0
SPDR SER TR PORTFOLIO S&P400 642K 12K 0
SPDR SER TR PORTFOLIO S&P500 45M 697K 0
SPDR SER TR S&P 600 SMCP VAL 502K 6K 0
SPDR SER TR PORTFLI INTRMDIT 301K 11K 0
SPDR SER TR PORTFOLIO SH TSR 455K 16K 0
SPDR SER TR PRTFLO S&P500 HI 449K 10K 0
SPDR SER TR BLOOMBERG 1-3 MO 12M 126K 0
SPDR SER TR PORTFOLI S&P1500 10M 154K 0
SPROTT FDS TR URANIUM MINERS E 5M 111K 0
STEEL DYNAMICS INC COM 405K 3K 0
STRATEGY SHS NEWFOUND RESLV 2M 58K 0
TAYLOR MORRISON HOME CORP COM 7M 105K 0
TESLA INC COM 435K 2K 0
VANECK ETF TRUST LONG/FLAT TREND 2M 42K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 7M 15K 0
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 2M 43K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 772K 4K 0
VICTORY PORTFOLIOS II VCTRYSHS INTL MO 537K 11K 0
VICTORY PORTFOLIOS II SHARES FREE CASH 683K 21K 0
VISA INC COM CL A 10M 39K 0
WALMART INC COM 326K 5K 0
WISDOMTREE TR US MULTIFACTOR 1M 27K 0
WISDOMTREE TR INTL QULTY DIV 806K 22K 0
WORLD GOLD TR SPDR GLD MINIS 5M 101K 0