NCH CAPITAL INC.
Adviser information for NCH CAPITAL INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 63 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $2.1B |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $2.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $2.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesCERTAIN FUNDS PAY FOR OVERHEAD EXPENSES. SEE ADV PART 2A |
Identifiers
| SEC RIA File Number | 801-72916 |
|---|---|
| SEC ERA File Number | 801-72916 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157288 |
| Legal Entity Identifier | 65F29STTOUSOYX0CUY28 |
Principal Office
452 FIFTH AVENUE24TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-6PM
Tel: 212-641-3200, Fax: 212-641-3201
Websites
Chief Compliance Officer
GREGORY KATZ
GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER
452 FIFTH AVENUE, 24TH FLOOR
NEW YORK
NY
United States
Tel:
212-641-3219
Fax:
212-641-3201
G****@*************M
(Full email address available in API data)
Regulatory Contact
DOLORES CORCUERA
DEPUTY CHIEF COMPLIANCE OFFICER
452 FIFTH AVENUE, 24TH FLOOR
NEW YORK
NY
United States
Tel:
212-641-3252
Fax:
212-641-3201
D******@*************M
(Full email address available in API data)
Industry Affiliates
| COLLINS CAPITAL LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LIBRA INTERNET BANK SA | Banking or thrift institution |
| NCH AGRIBUSINESS ASSOCIATES II L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NCH AGRIBUSINESS ASSOCIATES LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NCH PROPERTY ASSOCIATES II LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NCH PROPERTY ASSOCIATES LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PUBLIC JOINT STOCK COMPANY "AGROPROSPERIS BANK" (PJSC AP BANK) | Banking or thrift institution |
| ROSEMOUNT CAPITAL LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| NCH AGRIBUSINESS PARTNERS II, LP | Private Equity Fund | $83.6M | $10.0M | 11 |
| NCH AGRIBUSINESS PARTNERS, L.P. | Private Equity Fund | $767.1M | $10.0M | 107 |
| NCH BALKAN FUND, L.P. | Hedge Fund | $819.4M | $5.0M | 65 |
| NCH DEVELOPMENT CO-INVESTORS, LP | Real Estate Fund | $67.3M | $0.4M | 7 |
| NCH EAGLE FUND L.P. | Hedge Fund | $4.3M | $3.0M | 16 |
| NCH NEW EUROPE PROPERTY FUND II, L.P. | Real Estate Fund | $100.7M | $10.0M | 41 |
| NCH NEW EUROPE PROPERTY FUND, L.P. | Real Estate Fund | $217.4M | $10.0M | 92 |
| NCH RUSSIA FUND, L.P. | Hedge Fund | $3.0M | $0.5M | 5 |
| NDP LIQUIDATION CORP. | Private Equity Fund | $0.5M | $0.0M | 13 |
| NEW CENTURY HOLDINGS XI, L.P. | Hedge Fund | $82.7M | $5.0M | 408 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NCH ADVISORS INC. | Domestic Entity | – | SHAREHOLDER | 04/2000 | > 75% |
| ROHR, GEORGE, NMN | Individual | – | PRINCIPAL | 08/1993 | < 5% |
| TABACINIC, MORIS, NMN | Individual | – | PRINCIPAL | 08/1993 | < 5% |
| KATZ, GREGORY, NMN | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 07/2007 | < 5% |
| PARISI, EDWARD, CHARLES | Individual | – | CHIEF FINANCIAL OFFICER | 09/2007 | < 5% |
| ROHR, GEORGE, NMN | Individual | NCH ADVISORS INC. | SHAREHOLDER | 08/1993 | 25-50% |
| TABACINIC, MORIS, NMN | Individual | NCH ADVISORS INC. | SHAREHOLDER | 08/1993 | 50-75% |