CORNERSTONE CAPITAL CORP.
Adviser information for CORNERSTONE CAPITAL CORP. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $82.7M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $82.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $82.7M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesOVERHEAD EXPENSES. SEE ADV PART 2A |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-72918 |
|---|---|
| SEC ERA File Number | 801-72918 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159766 |
| Legal Entity Identifier | None |
Principal Office
452 FIFTH AVENUE24TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-6PM
Tel: 212-641-3200, Fax: 212-641-3201
Chief Compliance Officer
GREGORY KATZ
VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
452 FIFTH AVENUE, 24TH FLOOR
NEW YORK
NY
United States
Tel:
212-641-3219
Fax:
212-641-3201
G****@*************M
(Full email address available in API data)
Regulatory Contact
DOLORES CORCUERA
DEPUTY CHIEF COMPLIANCE OFFICER
452 FIFTH AVENUE, 24TH FLOOR
NEW YORK
NY
United States
Tel:
212-641-3252
Fax:
212-641-3201
D******@*************M
(Full email address available in API data)
Industry Affiliates
| COLLINS CAPITAL LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LIBRA INTERNET BANK SA | Banking or thrift institution |
| NCH ADVISORS INC. | Sponsor, GP, manager of pooled investment vehicles |
| NCH AGRIBUSINESS ASSOCIATES II LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NCH AGRIBUSINESS ASSOCIATES LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NCH AGRIBUSINESS MANAGEMENT II LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| NCH AGRIBUSINESS MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| NCH BALKAN ASSOCIATES LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NCH CAPITAL INC. | Other investment adviser, including financial planners |
| NCH EAGLE ASSOCIATES LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NCH PROPERTY ASSOCIATES II LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NCH PROPERTY ASSOCIATES LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| NCH PROPERTY MANAGEMENT II LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| NCH PROPERTY MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PUBLIC JOINT STOCK COMPANY "AGROPROSPERIS BANK" (PJSC AP BANK) | Banking or thrift institution |
| RADAR INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROSEMOUNT CAPITAL LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROHR, GEORGE, NMN | Individual | – | SHAREHOLDER AND DIRECTOR/PRESIDENT | 01/1998 | < 5% |
| THE SULAM TRUST | Domestic Entity | – | SHAREHOLDER | 01/1998 | 50-75% |
| KATZ, GREGORY, NMN | Individual | – | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 07/2007 | < 5% |
| PARISI, EDWARD, CHARLES | Individual | – | VICE PRESIDENT | 05/2008 | < 5% |
| THE LRT FAMILY TRUST | Foreign Entity | – | SHAREHOLDER | 01/2017 | < 5% |
| THE MOTL FAMILY TRUST | Foreign Entity | – | SHAREHOLDER | 01/2017 | 25-50% |
| SHEN, HUNG, SHU REBECCA | Individual | – | VICE PRESIDENT | 01/2005 | < 5% |
| TABACINIC, MORIS, NMN | Individual | – | DIRECTOR | 11/2011 | < 5% |
| TABACINIC, MORIS, NMN | Individual | THE MOTL FAMILY TRUST | SETTLOR | 06/2000 | |
| ROHR, GEORGE, NMN | Individual | THE SULAM TRUST | TRUSTEE | 05/1997 | |
| TABACINIC, LILLIAN, NMN | Individual | THE LRT FAMILY TRUST | SETTLOR | 06/2000 |