ROSEMOUNT CAPITAL LLC
Adviser information for ROSEMOUNT CAPITAL LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 1 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1 | $82.7M |
Non-Discretionary | 0 | $0 |
Total | 1 | $82.7M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $82.7M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 100 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based feesOVERHEAD EXPENSES. SEE ADV PART 2A |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
SEC RIA File Number | 801-72919 |
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SEC ERA File Number | 801-72919 |
SEC CIK Numbers | None |
SEC CRD Numbers | 159768 |
Legal Entity Identifier | None |
Principal Office
452 FIFTH AVENUE24TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9AM-6PM
Tel: 212-641-3200, Fax: 212-641-3201
Chief Compliance Officer
GREGORY KATZ
VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER
452 FIFTH AVENUE, 24TH FLOOR
NEW YORK
NY
United States
Tel:
212-641-3219
Fax:
212-641-3201
G****@*************M
(Full email address available in API data)
Regulatory Contact
DOLORES CORCUERA
DEPUTY CHIEF COMPLIANCE OFFICER
452 FIFTH AVENUE, 24TH FLOOR
NEW YORK
NY
United States
Tel:
212-641-3252
Fax:
212-641-3201
D******@*************M
(Full email address available in API data)
Industry Affiliates
COLLINS CAPITAL LIMITED | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
CORNERSTONE CAPITAL CORP. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
LIBRA INTERNET BANK SA | Banking or thrift institution |
NCH ADVISORS INC. | Sponsor, GP, manager of pooled investment vehicles |
NCH AGRIBUSINESS ASSOCIATES II LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
NCH AGRIBUSINESS ASSOCIATES LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
NCH AGRIBUSINESS MANAGEMENT II LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
NCH AGRIBUSINESS MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
NCH BALKAN ASSOCIATES LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
NCH BRASIL GESTORA DE RECURSOS LTDA | Other investment adviser, including financial planners |
NCH BRAZIL HOLDINGS LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
NCH CAPITAL INC. | Other investment adviser, including financial planners |
NCH EAGLE ASSOCIATES LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
NCH MANAGEMENT (BRAZIL) LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
NCH PROPERTY ASSOCIATES II LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
NCH PROPERTY ASSOCIATES LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
NCH PROPERTY MANAGEMENT II LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
NCH PROPERTY MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
PUBLIC JOINT STOCK COMPANY "AGROPROSPERIS BANK" (PJSC AP BANK) | Banking or thrift institution |
RADAR INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
KATZ, GREGORY, NMN | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |
ERK FAMILY TRUST | Domestic Entity | – | MEMBER | 04/2021 | 50-75% |
TABACINIC, MORIS, NMN | Individual | – | MANAGER | 04/2021 | 50-75% |
Katz, Evelyn, Rohr | Individual | ERK FAMILY TRUST | TRUSTEE | 04/2003 | |
TABACINIC, LILLIAN, NMN | Individual | ERK FAMILY TRUST | SETTLOR | 04/2000 |