SONEN CAPITAL LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	19
Investment Advisory/Research	11
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	39	$365.6M
Non-Discretionary	2	$427.1M
Total	41	$792.7M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	25	$80.8M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	6	$255.9M
Pension and profit sharing plans	0	$0
Charitable organizations	9	$455.0M
State or municipal gov entities	0	$0
Other investment advisers	1	$1.0M
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	17
No. of Non-U.S. Clients	7

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-72926
SEC ERA File Number	801-72926
SEC CIK Numbers	1557787
SEC CRD Numbers	159461
Legal Entity Identifier	None

Principal Office

101 MONTGOMERY STREET
SUITE 2150
SAN FRANCISCO
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic