SAOS CAPITAL, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	South Carolina, United States

Employees

Total Number of Employees	4
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	3
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,302	$159.3M
Non-Discretionary	21	$10.0M
Total	1,323	$169.3M

Clients

Type	Number	RAUM
Individuals	447	$85.5M
HNW Individuals	46	$73.9M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	21	$10.0M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	2
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	51-100

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services
Compensation	% of AUM

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	159.3M

Portfolio Manager to Program	Sponsor
SELF-SPONSORED WRAP FEE PROGRAM	SAOS CAPITAL, LLC

Identifiers

SEC RIA File Number	801-72927
SEC ERA File Number	801-72927
SEC CIK Numbers	None
SEC CRD Numbers	159515
Legal Entity Identifier	None

Principal Office

410 MILL ST
SUITE 107
MOUNT PLEASANT
SC
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic