MERRYFIELD BARNES, LLC
Adviser information for MERRYFIELD BARNES, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 513 | $95.9M |
| Non-Discretionary | 8 | $6.7M |
| Total | 521 | $102.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 165 | $20.7M |
| HNW Individuals | 40 | $77.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.4M |
| Charitable organizations | <5 | $853,003 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $153,862 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-72949 |
|---|---|
| SEC ERA File Number | 801-72949 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159862 |
| Legal Entity Identifier | None |
Principal Office
202 EAST STATE STREETSUITE 301
ITHACA
NY
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (607) 882-9988, Fax: (607) 697-0464
Websites
Chief Compliance Officer
WHITNEY BARNES
SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER
202 EAST STATE STREET
SUITE 301
ITHACA
NY
United States
Tel:
(607) 882-9983
Fax:
(607) 697-0464
W*************@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MERRYFIELD, DENNIS, GEORGE | Individual | – | MANAGING MEMBER / PRESIDENT | 11/2011 | > 75% |
| BARNES, CHARLES, WHITNEY | Individual | – | SENIOR VICE PRESIDENT | 11/2011 | 25-50% |
| BARNES, CHARLES, WHITNEY | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2013 | 25-50% |