FAIRVIEW CONSTITUTION MANAGEMENT IV LLC
Adviser information for FAIRVIEW CONSTITUTION MANAGEMENT IV LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 27 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $215.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $215.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $215.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-72952 |
|---|---|
| SEC ERA File Number | 801-72952 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159304 |
| Legal Entity Identifier | None |
Principal Office
75 ISHAM ROADSUITE 200
WEST HARTFORD
CT
United States
Monday - Friday, 9AM-5PM
Tel: 860-674-8066, Fax: 860-678-5108
Chief Compliance Officer
CRYSTAL FLOYD
CORPORATE CONTROLLER
75 ISHAM ROAD
SUITE 200
WEST HARTFORD
CT
United States
Tel:
860-674-8066
Fax:
860-678-5108
C*****@******************M
(Full email address available in API data)
Regulatory Contact
KOLAWOLE OLOFINBOBA
MANAGING PARTNER
75 ISHAM ROAD
SUITE 200
WEST HARTFORD
CT
United States
Tel:
860-674-8066
Fax:
860-678-5108
K**********@******************M
(Full email address available in API data)
Industry Affiliates
| FAIRVIEW CAPITAL EM PARTNERS LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW CAPITAL PARTNERS, INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW CERES PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW EVERSOURCE OPPORTUNITY MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW FOUNDATIONS EMERGING MANAGERS MANAGEMENT II LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW FOUNDATIONS EMERGING MANAGERS MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW LINCOLN FUND I MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW LONE STAR MANAGEMENT II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW LONE STAR MANAGEMENT III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW LONE STAR MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW NYL EMERGING MANAGERS FUND MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW OPPORTUNITY MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW PM MANAGEMENT IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW PM MANAGEMENT V, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW PM MANAGEMENT VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW SPECIAL OPPORTUNITIES MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW VC INCLUSION MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW VENTURE MANAGEMENT III LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW VENTURE MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIRVIEW VOLUNTEER MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
| KEYSTONE LEGACY MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NJ HIGH POINT VC FUND MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NY LEGACY VC MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CONSTITUTION FUND V, LLC | Venture Capital Fund | $539.6M | $5.0M | 2 |
| CONSTITUTION LIQUIDATING FUND LP | Venture Capital Fund | $0.7M | $5.0M | 1 |
| FAIRVIEW CONSTITUTION II, LP | Venture Capital Fund | $20.6M | $5.0M | 2 |
| FAIRVIEW CONSTITUTION III LP | Venture Capital Fund | $129.0M | $5.0M | 2 |
| FAIRVIEW CONSTITUTION IV LP | Venture Capital Fund | $215.5M | $5.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRICE, JOANN, HARRIS | Individual | – | MEMBER, FAIRVIEW CONSTITUTION MANAGEMENT IV, LLC | 09/2011 | 10-25% |
| MORSE, LAURENCE, CORNELIUS | Individual | – | MEMBER, FAIRVIEW CONSTITUTION MANAGEMENT IV, LLC | 09/2011 | 10-25% |
| SHIRLEY, EDWIN, SAMUEL | Individual | – | MEMBER, FAIRVIEW CONSTITUTION MANAGEMENT IV, LLC | 09/2011 | 5-10% |
| FAIRVIEW CAPITAL PARTNERS, INC. | Domestic Entity | – | MEMBER, FAIRVIEW CONSTITUTION MANAGEMENT IV, LLC | 09/2011 | 5-10% |
| OLOFINBOBA, KOLAWOLE, AYODEJI | Individual | – | MEMBER, FAIRVIEW CONSTITUTION MANAGEMENT IV, LLC | 11/2011 | 10-25% |
| FAIRVIEW CAPITAL PARTNERS, INC. | Domestic Entity | – | MEMBER, FAIRVIEW CONSTITUTION MANAGEMENT LLC | 05/2004 | > 75% |
| MORSE, LAURENCE, CORNELIUS | Individual | – | MEMBER, FAIRVIEW CONSTITUTION MANAGEMENT III, LLC | 03/2007 | 10-25% |
| MORSE, LAURENCE, CORNELIUS | Individual | – | MEMBER, FAIRVIEW CONSITUTION MANAGEMENT II, LLC | 02/2005 | 10-25% |
| SHIRLEY, EDWIN, SAMUEL | Individual | – | MEMBER, FAIRVIEW CONSTITUTION MANAGEMENT III, LLC | 03/2007 | 10-25% |
| SHIRLEY, EDWIN, SAMUEL | Individual | – | MEMBER, FAIRVIEW CONSTITUTION MANAGEMENT II, LLC | 02/2005 | 5-10% |
| FAIRVIEW CAPITAL PARTNERS, INC. | Domestic Entity | – | MEMBER, FAIRVIEW CONSTITUTION MANAGEMENT III, LLC | 03/2007 | 10-25% |
| FAIRVIEW CAPITAL PARTNERS, INC. | Domestic Entity | – | MEMBER, FAIRVIEW CONSTITUTION MANAGEMENT II, LLC | 02/2005 | 5-10% |
| PRICE, JOANN, HARRIS | Individual | – | MEMBER, FAIRVIEW CONSTITUTION MANAGEMENT II, LLC | 02/2005 | 10-25% |
| PRICE, JOANN, HARRIS | Individual | – | MEMBER, FAIRVIEW CONSTITUTION MANAGEMENT III, LLC | 03/2007 | 10-25% |
| PRICE, JOANN, HARRIS | Individual | – | OWNER, PRESIDENT, FAIRVIEW CAPITAL PARTNERS, INC | 09/1994 | 50-75% |
| MORSE, LAURENCE, CORNELIUS | Individual | – | OWNER, CEO, FAIRVIEW CAPITAL PARTNERS, INC. | 09/1994 | 50-75% |
| SHIRLEY, EDWIN, SAMUEL | Individual | – | SENIOR ADVISOR, FAIRVIEW CAPITAL PARTNERS, INC. | 01/2015 | < 5% |
| HALLIGAN, HOWARD, ANSEL | Individual | – | SENIOR ADVISOR, FAIRVIEW CAPITAL PARTNERS, INC. | 10/1999 | < 5% |
| OLOFINBOBA, KOLAWOLE, AYODEJI | Individual | – | MANAGING PARTNER, FAIRVIEW CAPITAL PARTNERS, INC. | 01/2015 | < 5% |
| FLOYD, CRYSTAL, DENISE | Individual | – | CHIEF COMPLIANCE OFFICER/CORPORATE CONTROLLER, FAIRVIEW CAPITAL PARTNERS, INC. | 01/2015 | < 5% |
| HALLIGAN, HOWARD, ANSEL | Individual | – | MEMBER, FAIRVIEW CONSTITUTION MANAGEMENT II, LLC | 02/2005 | 10-25% |
| PRICE, JOANN, HARRIS | Individual | FAIRVIEW CAPITAL PARTNERS, INC. | PRESIDENT | 09/1994 | 50-75% |
| MORSE, LAURENCE, CORNELIUS | Individual | FAIRVIEW CAPITAL PARTNERS, INC. | CHIEF EXECUTIVE OFFICER | 09/1994 | 50-75% |
| MATTAMANA, ALAN, ISAAC | Individual | – | MANAGING PARTNER, FAIRVIEW CAPITAL PARTNERS, INC. | 01/2024 | < 5% |
| FAIRVIEW CAPITAL PARTNERS, INC. | Domestic Entity | – | MEMBER, FAIRVIEW CONSTITUTION MANAGEMENT V, LLC | 12/2016 | 10-25% |
| MORSE, LAURENCE, CORNELIUS | Individual | – | MEMBER, FAIRVIEW CONSITUTION MANAGEMENT V, LLC | 12/2016 | 10-25% |
| PRICE, JOANN, HARRIS | Individual | – | MEMBER, FAIRVIEW CONSITUTION MANAGEMENT V, LLC | 12/2016 | 10-25% |
| OLOFINBOBA, KOLAWOLE, AYODEJI | Individual | – | MEMBER, FAIRVIEW CONSTITUTION MANAGEMENT V, LLC | 12/2016 | 10-25% |
| MATTAMANA, ALAN, ISAAC | Individual | – | MEMBER, FAIRIVEW CONSITUTION MANAGEMENT V, LLC | 12/2016 | 10-25% |
| VACHHANI, AAKAR, R | Individual | – | MANAGING PARTNER, FAIRVIEW CAPITAL PARTNERS, INC | 01/2024 | < 5% |
| VACHHANI, AAKAR, R | Individual | – | MEMBER, FAIRIVEW CONSITUTION MANAGEMENT V, LLC | 12/2018 | 5-10% |
| Quaye, Kwesi | Individual | – | OFFICER, FAIRVIEW CAPITAL PARTNERS, INC. | 06/2023 | < 5% |