PLATFORM INVESTMENTS, LLC
Adviser information for PLATFORM INVESTMENTS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 38 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 31 | $1.5B |
| Non-Discretionary | 0 | $0 |
| Total | 31 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 31 | $1.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesACQUISITION FEES |
Principal Office
1511 BALTIMORE AVENUESUITE 300
KANSAS CITY
MO
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 816-285-3872, Fax: 913-647-9735
Chief Compliance Officer
ERIC GERVAIS
REGULATORY COUNSEL
1511 BALTIMORE
SUITE 300
KANSAS CITY
MO
United States
Tel:
(913) 396-4809
Fax:
(913) 647-9735
E***********@************M
(Full email address available in API data)
Regulatory Contact
JENNIFER METZ
PARALEGAL
1511 BALTIMORE
SUITE 300
KANSAS CITY
MO
United States
Tel:
(913) 647-9789
Fax:
(913) 647-9735
J************@************M
(Full email address available in API data)
Industry Affiliates
| AREA REAL ESTATE ADVISORS, LLC | Real estate broker or dealer |
| MARINER REP IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MREM TEXAS MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PLATFORM BFR PARTICIPATION PLAN, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PLATFORM RES V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PLATFORM TEXAS MANAGER I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PV 48TH PLACE FUND MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PV HOMES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PV VCS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RC 2015-II INVESTORS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RC 2016-I INVESTORS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RC PRIVATE SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SILVERWEST HOTELS LLC | Sponsor, GP, manager of pooled investment vehicles |
| SUNPLAT ROCKHILL JV MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BOTTS 150 HOLDINGS, LLC | Real Estate Fund | $30.0M | $0.8M | 3 |
| BOTTS 150 LLC | Real Estate Fund | $38.1M | $0.0M | 4 |
| MARINER REAL ESTATE PARTNERS IV A, LLC | Real Estate Fund | $5.8M | $0.1M | 68 |
| MARINER REAL ESTATE PARTNERS IV, LLC | Real Estate Fund | $60.8M | $0.1M | 64 |
| MARINER RESIDENTIAL RECOVERY FUND, LLC | Real Estate Fund | $79.4M | $0.1M | 27 |
| MREM BOT HOLDINGS, LLC | Real Estate Fund | $20.4M | $0.1M | 40 |
| MREM FAIRWAY INVESTORS, LLC | Real Estate Fund | $2.1M | $0.1M | 12 |
| PLATFORM I QOZB - STUDENT HOUSING II, LLC. | Real Estate Fund | $4.1M | $0.1M | 7 |
| PLATFORM I QOZB HOLDINGS - RG INDUSTRIAL, LLC | Real Estate Fund | $58.8M | $0.1M | 12 |
| PLATFORM I QOZB HOLDINGS - STUDENT HOUSING, LLC | Real Estate Fund | $28.4M | $0.1M | 10 |
| PLATFORM OZ GP I, LLC | Real Estate Fund | $4.1M | $0.0M | 1 |
| PLATFORM RES V BFR CO-INVEST II, LLC | Real Estate Fund | $45.1M | $0.1M | 7 |
| PLATFORM RES V BFR CO-INVEST, LLC | Real Estate Fund | $22.0M | $3.0M | 12 |
| PLATFORM TEXAS FUND I, LLC | Real Estate Fund | $191.6M | $150.0M | 1 |
| PLATFORM VENTURES OPPORTUNITY ZONE FUND I A, LP | Real Estate Fund | $8.4M | $0.0M | 30 |
| PLATFORM VENTURES OPPORTUNITY ZONE FUND I C, LP | Real Estate Fund | $11.9M | $0.0M | 30 |
| PLATFORM VENTURES OPPORTUNITY ZONE FUND I, LP | Real Estate Fund | $42.8M | $0.1M | 81 |
| PLATFORM VENTURES REAL ESTATE STRATEGIES V A, LLC | Real Estate Fund | $21.4M | $0.1M | 6 |
| PLATFORM VENTURES REAL ESTATE STRATEGIES V B, LLC | Real Estate Fund | $58.9M | $0.1M | 39 |
| PLATFORM VENTURES REAL ESTATE STRATEGIES V, LLC | Real Estate Fund | $181.6M | $0.1M | 29 |
| PV - V LENDING - FC, LLC | Real Estate Fund | $64.4M | $8.2M | 80 |
| PV 1031 EXCHANGE FUND III | Real Estate Fund | $33.4M | $0.0M | 47 |
| PV 48TH PLACE INVESTORS, LLC | Real Estate Fund | $11.2M | $0.1M | 13 |
| PV HOMES, LP | Real Estate Fund | $104.0M | $0.3M | 22 |
| PV RES V FEEDER, LLC | Real Estate Fund | $4.5M | $0.1M | 1 |
| PV RES V VCS HOLDINGS INVESTORS, LLC | Real Estate Fund | $119.6M | $1.5M | 16 |
| PV SELECT VCS HOLDINGS, LLC | Real Estate Fund | $5.2M | $0.1M | 9 |
| PV-V RC 3240 WILSHIRE BOULEVARD, LLC | Real Estate Fund | $11.0M | $0.1M | 51 |
| RC 2015-II INVESTORS, L.P. | Real Estate Fund | $7.9M | $0.1M | 4 |
| RC 2016-I INVESTORS, L.P. | Real Estate Fund | $12.6M | $0.0M | 39 |
| SUNPLAT ROCKHILL JV, LLC | Real Estate Fund | $8.0M | $0.1M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANDERSON, TERRENCE, DANIEL | Individual | – | CO-PRESIDENT & DIRECTOR | 07/2008 | < 5% |
| ANDERSON, RYAN, KIELTY | Individual | – | CO-PRESIDENT & DIRECTOR | 07/2008 | < 5% |
| ANDERSON, TERRENCE, DANIEL | Individual | ABTS HOLDINGS, LLC | OWNER | 07/2008 | 50-75% |
| ANDERSON, RYAN, KIELTY | Individual | ABTS HOLDINGS, LLC | OWNER | 07/2008 | 50-75% |
| SINER, KYLE, NICHOLAS | Individual | – | CHIEF FINANCIAL OFFICER | 09/2010 | < 5% |
| PLATFORM VENTURES, LLC | Domestic Entity | – | MANAGING MEMBER | 06/2017 | > 75% |
| BLANDING, TODD, ROBERT | Individual | – | CHIEF INVESTMENT OFFICER | 05/2015 | < 5% |
| SINER, KYLE, NICHOLAS | Individual | – | DIRECTOR | 10/2018 | < 5% |
| ABTS HOLDINGS, LLC | Domestic Entity | PLATFORM VENTURES, LLC | OWNER | 05/2017 | > 75% |
| STEINBERG, GREGORY, SEAN | Individual | – | CHIEF LEGAL OFFICER | 03/2018 | < 5% |
| Biggs, Corey, David | Individual | – | DIRECTOR | 10/2018 | < 5% |
| STEINBERG, GREGORY, SEAN | Individual | – | DIRECTOR | 10/2018 | < 5% |
| Gervais, Eric, John | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2019 | < 5% |