FIDUCIARY ADVISORS, LLC
Adviser information for FIDUCIARY ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 9 | $402.7M |
| Total | 9 | $402.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $402.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees% OF ASSETS UNDER ANOTHER ADVISER'S MANAGEMENT |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 402.7M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-72971 |
|---|---|
| SEC ERA File Number | 801-72971 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104189 |
| Legal Entity Identifier | None |
Principal Office
7090 SOUTH UNION PARK AVENUESUITE 650
SALT LAKE CITY
UT
United States
Monday - Friday, 8:30 A.M. - 5:30
Tel: (267) 534-2490, Fax: None
Chief Compliance Officer
JAMES HADAWAY
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel:
5138325477
J************@*****************************M
(Full email address available in API data)
Regulatory Contact
CHRIS MAUTZ
PRESIDENT
7090 SOUTH UNION PARK AVENUE
SUITE 650
SALT LAKE CITY
UT
United States
Tel:
8014927341
C**********@****************M
(Full email address available in API data)
Industry Affiliates
| ADVISORTRUST, INC. | Trust company |
| ALLIANCE BENEFIT GROUP ROCKY MOUNTAIN | Pension consultant |
| ASPIRE FINANCIAL SERVICES, LLC | Pension consultant |
| EFFICIENT ADVISORS | Other investment adviser, including financial planners |
| PCS RETIREMENT LLC | Pension consultant |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FIDUCIARY SERVICES GROUP, LLC | Domestic Entity | – | SOLE MEMBER | 09/2017 | > 75% |
| HADAWAY, JAMES, RUSSELL | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2019 | < 5% |
| COLUZZI, MICHAEL, ROBERT | Individual | – | CHIEF FINANCIAL OFFICER | 03/2021 | < 5% |
| MAUTZ, CHRISTOPHER, A | Individual | – | PRESIDENT | 03/2024 | < 5% |
| David, Scott, Bishop | Individual | – | CHIEF EXECUTIVE OFFICER | 03/2024 | < 5% |
| FSG PARENT, INC. | Domestic Entity | FIDUCIARY SERVICES GROUP, LLC | MEMBER | 03/2024 | > 75% |
| LLR V-PCS, LLC | Domestic Entity | FSG PARENT, INC. | STOCKHOLDER | 03/2024 | > 75% |
| PCS BUYER, INC. | Domestic Entity | LLR V-PCS, LLC | STOCKHOLDER | 03/2024 | > 75% |
| PCS MIDCO, INC. | Domestic Entity | PCS BUYER, INC. | STOCKHOLDER | 03/2024 | > 75% |
| PCS INTERMEDIATE, INC. | Domestic Entity | PCS MIDCO, INC. | STOCKHOLDER | 03/2024 | > 75% |
| PCS TOPCO, INC. | Domestic Entity | PCS INTERMEDIATE, INC. | STOCKHOLDER | 03/2024 | > 75% |
| PCS PARENT, L.P. | Domestic Entity | PCS TOPCO, INC. | STOCKHOLDER | 03/2024 | > 75% |
| PCS PARENT GP, LLC | Domestic Entity | PCS PARENT, L.P. | GENERAL PARTNER | 03/2024 | |
| LEP PCS CO-INVEST, LP | Domestic Entity | PCS PARENT, L.P. | LIMITED PARTNER | 03/2024 | 50-75% |
| LEE EQUITY PARTNERS IV GP, LLC | Domestic Entity | LEP PCS CO-INVEST, LP | GENERAL PARTNER | 10/2023 |