LINDEN GLOBAL STRATEGIES LLC
Adviser information for LINDEN GLOBAL STRATEGIES LLC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 190 | $655.4M |
| Non-Discretionary | 6 | $91.4M |
| Total | 196 | $746.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 146 | $703.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $43.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 8 |
| No. of Non-U.S. Clients | 21 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-72979 |
|---|---|
| SEC ERA File Number | 801-72979 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159667 |
| Legal Entity Identifier | None |
Principal Office
712 FIFTH AVENUE21ST FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00A.M. - 5:00P.M.
Tel: 212-542-5052, Fax: 212-542-5056
Websites
Chief Compliance Officer
JOSEPHINE LINDEN
MANAGING MEMBER/PRINCIPAL
712 FIFTH AVENUE
21ST FLOOR
NEW YORK
NY
United States
Tel:
212-542-5052
Fax:
212-542-5056
J***************@*********M
(Full email address available in API data)
Regulatory Contact
MICHAEL KANTER
CHIEF FINANCIAL OFFICER
712 FIFTH AVENUE
FLOOR 21
NEW YORK
NY
United States
Tel:
212-542-5054
Fax:
212 542 5056
M******@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LINDEN, JOSEPHINE | Individual | – | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | 02/2011 | > 75% |
| KANTER, MICHAEL, I | Individual | – | CHIEF FINANCIAL OFFICER | 09/2012 | < 5% |
| NOVAK, PETER | Individual | – | CHIEF INVESTMENT OFFICER | 01/2018 | < 5% |