AUDAX PRIVATE DEBT
AUDAX MANAGEMENT COMPANY (NY), LLC Legal Name
Adviser information for AUDAX PRIVATE DEBT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 114 |
|---|---|
| Investment Advisory/Research | 61 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 38 | $19.9B |
| Non-Discretionary | 0 | $0 |
| Total | 38 | $19.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $408.1M |
| Pooled investment vehicles | 36 | $19.3B |
| Pension and profit sharing plans | 1 | $145.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 13 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesCARRIED INTEREST |
Identifiers
| SEC RIA File Number | 801-72999 |
|---|---|
| SEC ERA File Number | 801-72999 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159458 |
| Legal Entity Identifier | None |
Principal Office
320 PARK AVENUE19TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:30AM-6PM
Tel: 212-703-2700, Fax: 212-703-2799
Chief Compliance Officer
JASON SCOFFIELD
CHIEF COMPLIANCE OFFICER AND FUND COUNSEL
101 HUNTINGTON AVENUE
BOSTON
MA
United States
Tel:
617-859-1520
Fax:
6178591600
J*********@*************M
(Full email address available in API data)
Industry Affiliates
| 101 HUNTINGTON HOLDINGS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ADLS BUSINESS CGP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| ADLS II BUSINESS CGP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| AG CO-INVEST GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX CO-INVEST BUSINESS MULTI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX CREDIT OPPORTUNITIES BUSINESS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX DIRECT LENDING SOLUTIONS II B-1 FEEDER, SARL | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX DLS BUSINESS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX DLS II BUSINESS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX MEZZANINE BUSINESS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX MEZZANINE BUSINESS IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX MEZZANINE BUSINESS V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PE SOLUTIONS CO-INVEST BUSINESS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY ASPEN CF BUSINESS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY BUSINESS II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY BUSINESS III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY BUSINESS IV CF, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY BUSINESS IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY BUSINESS V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY BUSINESS VI, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY BUSINESS VII, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY BUSINESS, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY JUNIOR CAPITAL BUSINESS II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY JUNIOR CAPITAL BUSINESS, L.P | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX PRIVATE EQUITY ORIGINS BUSINESS I, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX SENIOR LOAN BUSINESS GP III, L.P | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX SENIOR LOAN BUSINESS GP IV (CAYMAN) LTD. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX SENIOR LOAN BUSINESS GP IV, INC. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX SENIOR LOAN BUSINESS GP V (CAYMAN) LTD. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX SENIOR LOAN BUSINESS IDF FUND-E, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX SLF (ST) BUSINESS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AUDAX SLF I BUSINESS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AG CREDIT INVESTMENTS, LLC | Private Equity Fund | $0.4M | $0.0M | 1 |
| AUDAX CLO-8 CO-INVEST, A SERIES OF AUDAX CO-INVEST SERIES, LLC | Private Equity Fund | $6.0M | $0.0M | 10 |
| AUDAX CREDIT OPPORTUNITIES (SBA), LLC | Hedge Fund | $893.8M | $0.0M | 2 |
| AUDAX DIRECT LENDING SOLUTIONS FUND B-1, L.P. | Private Equity Fund | $237.7M | $5.0M | 5 |
| AUDAX DIRECT LENDING SOLUTIONS FUND II B-1, L.P. | Private Equity Fund | $521.1M | $5.0M | 8 |
| AUDAX DIRECT LENDING SOLUTIONS FUND II-A, L.P. | Hedge Fund | $1,333.0M | $5.0M | 0 |
| AUDAX DIRECT LENDING SOLUTIONS FUND II-B, L.P. | Hedge Fund | $1,003.6M | $5.0M | 14 |
| AUDAX DIRECT LENDING SOLUTIONS FUND II-C, L.P. | Private Equity Fund | $234.2M | $5.0M | 11 |
| AUDAX DIRECT LENDING SOLUTIONS FUND II-D, L.P. | Private Equity Fund | $762.3M | $5.0M | 10 |
| AUDAX DIRECT LENDING SOLUTIONS FUND-A, L.P. | Hedge Fund | $930.0M | $5.0M | 14 |
| AUDAX DIRECT LENDING SOLUTIONS FUND-B, L.P. | Hedge Fund | $586.7M | $5.0M | 11 |
| AUDAX DIRECT LENDING SOLUTIONS FUND-C, L.P. | Private Equity Fund | $152.8M | $5.0M | 9 |
| AUDAX DIRECT LENDING SOLUTIONS FUND-D, L.P. | Private Equity Fund | $180.2M | $5.0M | 4 |
| AUDAX MEZZ IV CO-INVEST, A SERIES OF AUDAX CO-INVEST SERIES, LLC | Private Equity Fund | $32.4M | $0.0M | 45 |
| AUDAX MEZZ V CO-INVEST, A SERIES OF AUDAX CO-INVEST SERIES, LLC | Private Equity Fund | $33.5M | $0.0M | 83 |
| AUDAX MEZZANINE FUND III, L.P. | Private Equity Fund | $64.7M | $5.0M | 63 |
| AUDAX MEZZANINE FUND IV-A, L.P. | Private Equity Fund | $428.8M | $5.0M | 38 |
| AUDAX MEZZANINE FUND IV-B, L.P. | Private Equity Fund | $309.2M | $5.0M | 16 |
| AUDAX MEZZANINE FUND V-A, L.P. | Private Equity Fund | $1,357.4M | $5.0M | 27 |
| AUDAX MEZZANINE FUND V-B, L.P. | Private Equity Fund | $538.5M | $5.0M | 15 |
| AUDAX SENIOR DEBT (AZ), LLC | Hedge Fund | $453.2M | $0.0M | 2 |
| AUDAX SENIOR DEBT (MP), LLC | Hedge Fund | $38.7M | $0.0M | 2 |
| AUDAX SENIOR DEBT (PT), LLC | Private Equity Fund | $153.9M | $150.0M | 1 |
| AUDAX SENIOR DEBT (WCTPT), LLC | Hedge Fund | $1,042.9M | $100.0M | 1 |
| AUDAX SENIOR LOAN FUND (ST), LP | Hedge Fund | $1,621.5M | $0.3M | 354 |
| AUDAX SENIOR LOAN FUND I (OFFSHORE), L.P. | Hedge Fund | $1,142.2M | $5.0M | 117 |
| AUDAX SENIOR LOAN FUND I, L.P. | Hedge Fund | $2,641.2M | $5.0M | 376 |
| AUDAX SENIOR LOAN FUND III (OFFSHORE), L.P. | Hedge Fund | $270.9M | $0.5M | 46 |
| AUDAX SENIOR LOAN FUND III, L.P. | Hedge Fund | $411.0M | $0.5M | 179 |
| AUDAX SENIOR LOAN FUND IV-A, L.P. | Hedge Fund | $378.3M | $0.5M | 8 |
| AUDAX SENIOR LOAN FUND IV-B, L.P. | Hedge Fund | $275.9M | $0.5M | 3 |
| AUDAX SENIOR LOAN FUND V, L.P. | Hedge Fund | $55.6M | $0.5M | 14 |
| AUDAX SENIOR LOAN IDF FUND-E, L.P. | Hedge Fund | $821.9M | $20.0M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REHNERT, GEOFFREY, SCOTT | Individual | AUDAX MANAGEMENT COMPANY HOLDINGS, LLC | MEMBER | 06/2019 | 25-50% |
| WOLPOW, MARC, BRIAN | Individual | AUDAX MANAGEMENT COMPANY HOLDINGS, LLC | MEMBER | 06/2019 | 25-50% |
| MAGID, KEVIN, PAUL | Individual | – | PRESIDENT, AUDAX PRIVATE DEBT | 03/2000 | < 5% |
| GUMMESON, ULF PETER, CHRISTIAN | Individual | – | MANAGING DIRECTOR | 06/2000 | < 5% |
| MCGONIGLE, MICHAEL, PATRICK | Individual | – | HEAD OF AUDAX SENIOR DEBT | 04/2007 | < 5% |
| WOLPOW, MARC, BRIAN | Individual | – | CO-CEO OF AUDAX GROUP & EXECUTIVE CHAIRMAN OF AUDAX PRIVATE DEBT | 03/2000 | < 5% |
| REHNERT, GEOFFREY, SCOTT | Individual | – | CO-CEO OF AUDAX GROUP & EXECUTIVE CHAIRMAN OF AUDAX PRIVATE EQUITY | 03/2000 | < 5% |
| AUDAX PD MANAGEMENT HOLDINGS, LP | Domestic Entity | – | SOLE MEMBER | 02/2022 | > 75% |
| JOSEPH, RICHARD, THOMAS | Individual | – | CHIEF OPERATING OFFICER & MANAGING DIRECTOR | 01/2008 | < 5% |
| WEINTRAUB, DANIEL, HARRIS | Individual | – | CHIEF ADMINISTRATIVE AND LEGAL OFFICER & MANAGING DIRECTOR | 12/2011 | < 5% |
| RETTAGLIATA, MICHAEL, ELVIS | Individual | – | SENIOR VICE PRESIDENT, FINANCE & CHIEF FINANCIAL OFFICER OF AUDAX PRIVATE DEBT | 09/2017 | < 5% |
| AUDAX MANAGEMENT COMPANY HOLDINGS, LLC | Domestic Entity | AUDAX PD MANAGEMENT HOLDINGS, LP | GENERAL PARTNER | 07/2019 | 50-75% |
| SCOFFIELD, JASON, SCOTT | Individual | – | CHIEF COMPLIANCE OFFICER & FUND COUNSEL | 08/2020 | < 5% |
| VAHABZADEH, RAHMAN | Individual | – | CO-HEAD OF AUDAX ORIGINATION | 12/2021 | < 5% |
| RUBY, STEVEN, VERNON | Individual | – | CO-HEAD OF AUDAX ORIGINATION | 12/2021 | < 5% |
| GARDINER, ALEXANDER, HAYES | Individual | – | CHIEF FINANCIAL OFFICER OF AUDAX GROUP & MANAGING DIRECTOR | 08/2021 | < 5% |
| MAGID, KEVIN, PAUL | Individual | AUDAX PD MANAGEMENT HOLDINGS, LP | LIMITED PARTNER | 02/2022 | 25-50% |