ALTUM CAPITAL MANAGEMENT, LLC
Adviser information for ALTUM CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $744.0M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $744.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $744.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73008 |
|---|---|
| SEC ERA File Number | 801-73008 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160123 |
| Legal Entity Identifier | Q5QWBSS641M71BDH7L19 |
Principal Office
681 5TH AVENUE15TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 A.M. - 6:00 P.M.
Tel: 212-317-4000, Fax: 212-317-4013
Chief Compliance Officer
THOMAS TIMOTHY MURRAY
CHIEF OPERATING OFFICER
681 5TH AVENUE
15TH FLOOR
NEW YORK
NY
United States
Tel:
212-317-4011
Fax:
212-317- 4013
T******@**************M
(Full email address available in API data)
Regulatory Contact
HELEN HOGAN
COMPLIANCE AND ACCOUNTING DIRECTOR
681 5TH AVENUE
15TH FLOOR
NEW YORK
NY
United States
Tel:
212-317-4005
Fax:
212-317-4013
H*********@**************M
(Full email address available in API data)
Industry Affiliates
| ALTUM CAPITAL CIV I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALTUM CAPITAL GP (CAYMAN) LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| ALTUM CAPITAL GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALTUM CO-INVESTOR VEHICLE I, LLC | Hedge Fund | $49.7M | $1.0M | 3 |
| ALTUM CREDIT MASTER FUND, LTD. | Hedge Fund | $694.3M | $1.0M | 105 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOGAN, MARJORIE, ELLEN | Individual | – | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | 11/2011 | > 75% |
| MURRAY, THOMAS, TIMOTHY | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | 06/2012 | < 5% |
| BATRA, ASHISH | Individual | – | CHIEF FINANCIAL OFFICER | 07/2019 | < 5% |