LIONSTONE INVESTMENTS
LIONSTONE PARTNERS, LLC Legal Name
Adviser information for LIONSTONE INVESTMENTS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 67 |
|---|---|
| Investment Advisory/Research | 57 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 22 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 22 | $4.3B |
| Non-Discretionary | 1 | $123.5M |
| Total | 23 | $4.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 22 | $4.3B |
| Pension and profit sharing plans | <5 | $123.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesACQUISITION / DISPOSITION / LEASING FEES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73009 |
|---|---|
| SEC ERA File Number | 801-73009 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160214 |
| Legal Entity Identifier | NONE |
Principal Office
712 MAIN STREETSUITE 2500
HOUSTON
TX
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: 713-533-5860, Fax: None
Chief Compliance Officer
SAMANTHA CASTANEDA
CHIEF COMPLIANCE OFFICER
712 MAIN STREET, SUITE 2500
HOUSTON
TX
United States
Tel:
713-533-5829
S*****************@***********************M
(Full email address available in API data)
Regulatory Contact
MELISSA RICHARD
LEGAL AFFAIRS MANAGER
5228 AMERIPRISE FINANCIAL CENTER
H27/5228
MINNEAPOLIS
MN
United States
Tel:
612-671-8193
M****************@*******M
(Full email address available in API data)
Industry Affiliates
| ADVISORY CAPITAL STRATEGIES GROUP, INC. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AMERICAN ENTERPRISE INVESTMENT SERVICES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| AMERIPRISE FINANCIAL SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| AMERIPRISE TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust company |
| COLUMBIA CENT CLO ADVISERS, LLC | Other investment adviser, including financial planners |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| COLUMBIA THREADNEEDLE (EM) INVESTMENTS LIMITED | Other investment adviser, including financial planners |
| COLUMBIA THREADNEEDLE FUND MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| COLUMBIA THREADNEEDLE INVESTMENT BUSINESS LIMITED | Other investment adviser, including financial planners |
| COLUMBIA THREADNEEDLE INVESTMENTS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| COLUMBIA THREADNEEDLE INVESTMENTS JAPAN CO., LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| COLUMBIA THREADNEEDLE MANAGEMENT (SWISS) GMBH | Other investment adviser, including financial planners |
| COLUMBIA THREADNEEDLE MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| COLUMBIA THREADNEEDLE MULTI-MANAGER LLP | Other investment adviser, including financial planners |
| COLUMBIA THREADNEEDLE NETHERLANDS B.V. | Other investment adviser, including financial planners |
| COLUMBIA THREADNEEDLE REAL ESTATE PARTNERS LLP | Sponsor or syndicator of limited partnerships |
| COLUMBIA THREADNEEDLE REP AM PLC | Other investment adviser, including financial planners |
| COLUMBIA WANGER ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| CT REAL ESTATE PARTNERS GMBH & CO. KG | Sponsor, GP, manager of pooled investment vehicles |
| LIONSTONE BBP GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LIONSTONE CFRE II REAL ESTATE CAPITAL, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LIONSTONE CREAD PARTNERS TWO, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LIONSTONE LORE TWO, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LIONSTONE RALEIGH DEVELOPMENT PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LIONSTONE RDP CHANNEL HOUSE INVESTORS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LIONSTONE RDP CO-INVESTMENT FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LIONSTONE RDP PCS PHASE I INVESTORS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LIONSTONE RDP PLATFORM INVESTORS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LIONSTONE RDP ST. ALBANS INVESTORS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LIONSTONE RDP TOWER V INVESTORS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LIONSTONE U.S. LAND ONE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LIONSTONE USL TWO GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LIONSTONE VA FIVE, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| LIONSTONE VA FOUR, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PYRFORD INTERNATIONAL LTD | Other investment adviser, including financial planners |
| RIVERSOURCE DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| RIVERSOURCE LIFE INSURANCE CO OF NEW YORK | Insurance company or agency |
| RIVERSOURCE LIFE INSURANCE COMPANY | Insurance company or agency |
| THAMES RIVER CAPITAL LLP | Other investment adviser, including financial planners |
| THREADNEEDLE ASSET MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| THREADNEEDLE INVESTMENTS SINGAPORE (PTE) LIMITED | Other investment adviser, including financial planners |
| THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HOUSTON BBP, LP | Hedge Fund | $410.8M | $25.0M | 1 |
| LIONSTONE COMMERCIAL REAL ESTATE ALPHA DRIVER PARTNERS, L.P. | Hedge Fund | $604.2M | $25.0M | 2 |
| LIONSTONE OREGON REAL ESTATE ONE, L.P. | Hedge Fund | $1,160.7M | $0.0M | 2 |
| LIONSTONE RALEIGH DEVELOPMENT PARTNERS, L.P. | Hedge Fund | $31.5M | $0.0M | 0 |
| LIONSTONE RDP CHANNEL HOUSE INVESTORS, L.P. | Hedge Fund | $79.4M | $0.0M | 0 |
| LIONSTONE RDP CO-INVESTMENT FUND I, L.P. | Hedge Fund | $0.0M | $0.0M | 0 |
| LIONSTONE RDP PCS PHASE I INVESTORS, L.P. | Hedge Fund | $65.2M | $0.0M | 0 |
| LIONSTONE RDP PLATFORM INVESTORS, L.P. | Hedge Fund | $143.2M | $0.0M | 0 |
| LIONSTONE RDP ST. ALBANS INVESTORS, L.P. | Hedge Fund | $35.1M | $0.0M | 0 |
| LIONSTONE RDP TOWER V INVESTORS, L.P. | Hedge Fund | $75.5M | $0.0M | 0 |
| LIONSTONE U.S. LAND ONE, L.P. | Real Estate Fund | $16.1M | $0.0M | 3 |
| LIONSTONE U.S. LAND TWO, L.P. | Real Estate Fund | $0.5M | $10.0M | 4 |
| LIONSTONE U.S. VALUE-ADD FIVE, L.P. | Real Estate Fund | $627.2M | $0.0M | 0 |
| LIONSTONE U.S. VALUE-ADD FOUR, L.P. | Real Estate Fund | $888.7M | $0.0M | 4 |
| LIONSTONE-HERMES REAL ESTATE VENTURE, L.P. | Hedge Fund | $116.0M | $0.0M | 2 |
| LVA4 CO-INVESTMENT I, L.P. | Real Estate Fund | $1.8M | $0.0M | 2 |
| LVA4 CO-INVESTMENT II, L.P. | Real Estate Fund | $1.8M | $0.0M | 2 |
| LVA4 CO-INVESTMENT III, L.P. | Real Estate Fund | $0.6M | $0.0M | 2 |
| LVA5 CO-INVESTMENT I, L.P. | Real Estate Fund | $0.4M | $0.0M | 0 |
| LVA5 CO-INVESTMENT II, L.P. | Real Estate Fund | $0.3M | $0.0M | 0 |
| LVA5 CO-INVESTMENT III, L.P. | Real Estate Fund | $0.0M | $0.0M | 0 |
| LVA5 CO-INVESTMENT IV, L.P. | Real Estate Fund | $0.1M | $0.0M | 0 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Dubrowski, Daniel, Raymond | Individual | – | EXECUTIVE VICE PRESIDENT | 10/2001 | < 5% |
| Bruce, Andrew, James | Individual | – | CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | 12/2019 | < 5% |
| Lusk, Andrew, Stephen | Individual | – | CHIEF INVESTMENT OFFICER | 06/2021 | < 5% |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Domestic Entity | – | MANAGING MEMBER | 11/2017 | > 75% |
| AMERIPRISE FINANCIAL, INC. | Domestic Entity | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | MANAGING MEMBER | 05/2010 | > 75% |
| Jhanji, Shweta | Individual | – | TREASURER | 01/2020 | < 5% |
| Schaefer, John, Charles | Individual | – | MANAGING DIRECTOR, HEAD OF LAND & DEVELOPMENT | 12/2019 | < 5% |
| Grover, Sachin | Individual | – | MANAGING DIRECTOR, HEAD OF INVESTMENT RISK | 12/2019 | < 5% |
| Jones, Stephen, Bailey | Individual | – | HEAD OF ACQUISITIONS | 06/2021 | < 5% |
| Nordby, Hans, Gunnar | Individual | – | HEAD OF RESEARCH AND ANALYTICS | 10/2022 | < 5% |
| CASTANEDA, SAMANTHA, JEAN | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2023 | < 5% |
| Liu, Sean | Individual | – | CHIEF LEGAL OFFICER | 04/2023 | < 5% |
| Rowell, Richard, Dana | Individual | – | HEAD OF VALUATIONS AND CO-HEAD OF INVESTMENT RISK | 04/2023 | < 5% |
| BENNETT, STEWART | Individual | – | INTERIM CHIEF EXECUTIVE OFFICER | 10/2023 | < 5% |