Hedge Fund Database

ELLIS INVESTMENT PARTNERS, LLC

Adviser information for ELLIS INVESTMENT PARTNERS, LLC last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 23
Investment Advisory/Research 18
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 18
Licensed Agents of an Insurance Company 12
No. of Firms/People that Solicit Clients 6

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 781 $752.3M
Non-Discretionary 21 $48.5M
Total 802 $800.8M

Clients

Type Number RAUM
Individuals 471 $141.6M
HNW Individuals 296 $573.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 22 $40.3M
Charitable organizations 6 $11.3M
State or municipal gov entities <5 $4.7M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $17.4M
Other <5 $12.4M
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)CONSULTING SERVICES
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-73011
SEC ERA File Number 801-73011
SEC CIK Numbers 1765590
SEC CRD Numbers 157669
Legal Entity Identifier None

Principal Office

920 CASSATT ROAD
200 BERWYN PARK, SUITE 115
BERWYN
PA
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 484-320-6300, Fax: 484-320-6350

Websites

www.ellisinvestmentpartners.com www.linkedin.com/company/ellis-investment-partners-llc-/?viewasmember=true

Chief Compliance Officer

NICHOLAS SUN
PORTFOLIO STRATEGIST
920 CASSATT ROAD
200 BERWYN PARK, SUITE 115
BERWYN
PA
United States
Tel: 484-320-6300
Fax: 484-320-6350
(Full email address available in API data)

Regulatory Contact

DAVID Y. SUN
PRESIDENT & CIO
920 CASSATT ROAD
200 BERWYN PARK, SUITE 115
BERWYN
PA
United States
Tel: 610-506-3183
Fax: 484-320-6350
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SUN, DAVID, YU-WEN Individual – PRESIDENT & CIO 01/2009 > 75%
Sun, Nicholas, Woo-Hsiung Individual – CHIEF COMPLIANCE OFFICER/PORTFOLIO STRATEGIST 03/2023 < 5%
civitello, anthony, michael Individual – DIRECTOR OF PORTFOLIO MANAGEMENT OPERATIONS 09/2023 < 5%

No. Employees, Historic

30150201920202021202220232024202522 on 11/11/201921 on 3/11/202021 on 4/16/202021 on 6/12/202021 on 3/21/202122 on 3/26/202223 on 3/21/202323 on 5/12/202323 on 3/23/2024

RAUM, Historic

900M450M02019202020212022202320242025470930464 on 11/11/2019584053051 on 3/11/2020584053051 on 4/16/2020584053051 on 6/12/2020652338202 on 3/21/2021786421358 on 3/26/2022694117439 on 3/21/2023694117439 on 5/12/2023800785285 on 3/23/2024

No. Clients, Historic

90045002019202020212022202320242025563 on 11/11/2019608 on 3/11/2020608 on 4/16/2020608 on 6/12/2020637 on 3/21/2021736 on 3/26/2022761 on 3/21/2023761 on 5/12/2023802 on 3/23/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 438K 4K –
ABBVIE INC COM 1M 8K –
AFLAC INC COM 326K 4K –
AIR LEASE CORP CL A 3M 68K –
ALASKA AIR GROUP INC COM 2M 44K –
ALPHABET INC CAP STK CL A 5M 29K –
ALPHABET INC CAP STK CL C 7M 37K –
ALTRIA GROUP INC COM 260K 6K –
AMAZON COM INC COM 3M 15K –
AMERICAN EXPRESS CO COM 486K 2K –
AMGEN INC COM 1M 3K –
AON PLC SHS CL A 1M 4K –
APA CORPORATION COM 2M 85K –
APPLE HOSPITALITY REIT INC COM NEW 297K 20K –
APPLE INC COM 21M 98K –
APPLIED MATLS INC COM 402K 2K –
APTIV PLC SHS 1M 16K –
AT&T INC COM 193K 10K –
AUTOMATIC DATA PROCESSING IN COM 987K 4K –
BANK AMERICA CORP COM 405K 10K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 7M 16K –
BLACKROCK CORE BD TR SHS BEN INT 757K 71K –
BLACKROCK CR ALLOCATION INCO COM 469K 44K –
BLACKROCK INC COM 363K 461 –
BLACKROCK MUNIVEST FD INC COM 86K 12K –
BLACKSTONE INC COM 7M 55K –
BLACKSTONE MTG TR INC COM CL A 3M 161K –
BOEING CO COM 420K 2K –
BOOKING HOLDINGS INC COM 1M 344 –
BROADCOM INC COM 439K 273 –
CATERPILLAR INC COM 3M 8K –
CHEVRON CORP NEW COM 708K 5K –
CHURCH & DWIGHT CO INC COM 206K 2K –
CISCO SYS INC COM 614K 13K –
COCA COLA CO COM 664K 10K –
COHEN & STEERS REIT & PFD & COM 26M 1M –
COLGATE PALMOLIVE CO COM 242K 2K –
COMCAST CORP NEW CL A 330K 8K –
COSTCO WHSL CORP NEW COM 2M 2K –
DELTA AIR LINES INC DEL COM NEW 1M 25K –
DEVON ENERGY CORP NEW COM 2M 49K –
DIAMONDBACK ENERGY INC COM 3M 13K –
DIGITALBRIDGE GROUP INC CL A NEW 602K 44K –
DIREXION SHS ETF TR DRX S&P500BULL 382K 3K –
DIREXION SHS ETF TR MOONSHOT INNOVAT 183K 19K –
DIREXION SHS ETF TR DLY SMCAP BULL3X 335K 9K –
DISNEY WALT CO COM 485K 5K –
DUKE ENERGY CORP NEW COM NEW 246K 2K –
EATON CORP PLC SHS 337K 1K –
ELI LILLY & CO COM 1M 1K –
ENERGY TRANSFER L P COM UT LTD PTN 229K 14K –
ENTERPRISE PRODS PARTNERS L COM 671K 23K –
ETF SER SOLUTIONS DEFIANCE QUANT 1M 16K –
ETF SER SOLUTIONS US GLB JETS 731K 37K –
EXCHANGE TRADED CONCEPTS TRU EMQQ EM INTERN 1M 33K –
EXCHANGE TRADED CONCEPTS TRU ROBO GBL HLTCR 761K 28K –
EXCHANGE TRADED CONCEPTS TRU ROBO GLB ETF 1M 25K –
EXXON MOBIL CORP COM 2M 20K –
FAIR ISAAC CORP COM 518K 348 –
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 465K 7K –
FIDELITY COVINGTON TRUST MSCI UTILS INDEX 307K 7K –
FIDELITY COVINGTON TRUST MSCI CONSM DIS 1M 16K –
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 891K 16K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 519K 3K –
FISERV INC COM 706K 5K –
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 5M 791K –
FS KKR CAP CORP COM 5M 270K –
GABELLI DIVID & INCOME TR COM 251K 11K –
GALLAGHER ARTHUR J & CO COM 1M 4K –
GE AEROSPACE COM NEW 228K 1K –
GEN DIGITAL INC COM 1M 42K –
GENERAL DYNAMICS CORP COM 2M 5K –
GLOBAL X FDS US INFR DEV ETF 865K 23K –
GLOBAL X FDS GLBX SUPRINC ETF 300K 33K –
GLOBAL X FDS RBTCS ARTFL INTE 782K 25K –
HELMERICH & PAYNE INC COM 351K 10K –
HOME DEPOT INC COM 857K 2K –
HONEYWELL INTL INC COM 512K 2K –
ILLINOIS TOOL WKS INC COM 648K 3K –
INCYTE CORP COM 1M 19K –
INTERNATIONAL BUSINESS MACHS COM 386K 2K –
INTUIT COM 2M 3K –
INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 269K 10K –
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 4M 55K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 275K 2K –
INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 2M 16K –
INVESCO QQQ TR UNIT SER 1 21M 43K –
INVESTMENT MANAGERS SER TR I AXS ASTORIA INFL 685K 46K –
ISHARES GOLD TR ISHARES NEW 690K 16K –
ISHARES INC CORE MSCI EMKT 332K 6K –
ISHARES TR RUSSELL 2000 ETF 444K 2K –
ISHARES TR RUSSELL 3000 ETF 873K 3K –
ISHARES TR MICRO-CAP ETF 767K 7K –
ISHARES TR US AER DEF ETF 657K 5K –
ISHARES TR SP SMCP600VL ETF 15M 155K –
ISHARES TR S&P 500 VAL ETF 3M 15K –
ISHARES TR DOW JONES US ETF 1M 10K –
ISHARES TR COHEN STEER REIT 332K 6K –
ISHARES TR CYBERSECURITY 704K 15K –
ISHARES TR CORE HIGH DV ETF 3M 24K –
ISHARES TR S&P SML 600 GWT 700K 5K –
ISHARES TR CORE S&P SCP ETF 8M 79K –
ISHARES TR PFD AND INCM SEC 445K 14K –
ISHARES TR CORE DIV GRWTH 1M 22K –
ISHARES TR CORE US AGGBD ET 1M 11K –
ISHARES TR RUS 2000 VAL ETF 236K 2K –
ISHARES TR FLTG RATE NT ETF 216K 4K –
ISHARES TR EAFE SML CP ETF 202K 3K –
ISHARES TR CORE S&P US VLU 425K 5K –
ISHARES TR GLOBAL TECH ETF 880K 11K –
ISHARES TR RUS 2000 GRW ETF 209K 795 –
ISHARES TR CORE S&P MCP ETF 10M 162K –
ISHARES TR ISHARES BIOTECH 571K 4K –
ISHARES TR MSCI USA QLT FCT 1M 8K –
ISHARES TR RUS 1000 ETF 3M 9K –
ISHARES TR IBONDS DEC 2033 215K 9K –
ISHARES TR S&P MC 400GR ETF 1M 15K –
ISHARES TR S&P MC 400VL ETF 11M 101K –
ISHARES TR TIPS BD ETF 2M 19K –
ISHARES TR RUS 1000 VAL ETF 565K 3K –
ISHARES TR CRE U S REIT ETF 646K 12K –
ISHARES TR NATIONAL MUN ETF 504K 5K –
ISHARES TR SELECT DIVID ETF 27M 223K –
ISHARES TR GL CLEAN ENE ETF 190K 14K –
ISHARES TR CORE MSCI EAFE 3M 43K –
ISHARES TR MORNINGSTAR VALU 1M 16K –
ISHARES TR CORE MSCI TOTAL 4M 55K –
ISHARES TR S&P 500 GRWT ETF 6M 69K –
ISHARES TR ISHARES SEMICDTR 765K 3K –
ISHARES TR GLB CNSM STP ETF 269K 4K –
ISHARES TR MSCI EAFE ETF 2M 22K –
ISHARES TR CORE S&P500 ETF 5M 8K –
ISHARES TR U.S. REAL ES ETF 319K 4K –
ISHARES TR RUS 1000 GRW ETF 5M 15K –
ISHARES TR 0-5 YR TIPS ETF 1M 13K –
ISHARES TR MSCI EAFE MIN VL 224K 3K –
ISHARES TR US TRSPRTION 208K 3K –
ISHARES TR MSCI USA MIN VOL 3M 35K –
ISHARES TR MRGSTR SM CP GR 203K 4K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 13M 226K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 269K 5K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 9M 166K –
JAZZ PHARMACEUTICALS PLC SHS USD 632K 6K –
JOHNSON & JOHNSON COM 2M 10K –
KRANESHARES TRUST CSI CHI INTERNET 787K 29K –
LINCOLN NATL CORP IND COM 1M 35K –
LOCKHEED MARTIN CORP COM 246K 527 –
LOWES COS INC COM 244K 1K –
MERCK & CO INC COM 3M 24K –
META PLATFORMS INC CL A 846K 2K –
MICRON TECHNOLOGY INC COM 485K 4K –
MICROSOFT CORP COM 4M 9K –
NMI HLDGS INC COM 3M 93K –
NORFOLK SOUTHN CORP COM 311K 1K –
NOVO-NORDISK A S ADR 471K 3K –
NUVEEN QUALITY MUNCP INCOME COM 354K 30K –
NVIDIA CORPORATION COM 1M 8K –
PACER FDS TR PACER US SMALL 1M 30K –
PACER FDS TR US CASH COWS 100 2M 41K –
PEPSICO INC COM 1M 6K –
PFIZER INC COM 277K 10K –
PHILIP MORRIS INTL INC COM 660K 7K –
PIMCO MUN INCOME FD II COM 3M 406K –
PIMCO MUN INCOME FD III COM 79K 10K –
PNC FINL SVCS GROUP INC COM 217K 1K –
POOL CORP COM 247K 805 –
PROCTER AND GAMBLE CO COM 1M 9K –
PROGRESSIVE CORP COM 223K 1K –
PROSHARES TR S&P 500 DV ARIST 3M 31K –
PROSHARES TR ULTRPRO S&P500 826K 11K –
PROSHARES TR PET CARE ETF 298K 6K –
PULTE GROUP INC COM 3M 25K –
PUTNAM MUN OPPORTUNITIES TR SH BEN INT 195K 19K –
QUALCOMM INC COM 3M 14K –
REALTY INCOME CORP COM 208K 4K –
ROLLINS INC COM 247K 5K –
ROYAL CARIBBEAN GROUP COM 940K 6K –
RPM INTL INC COM 1M 9K –
RTX CORPORATION COM 2M 17K –
SCHLUMBERGER LTD COM STK 469K 10K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 491K 6K –
SELECT SECTOR SPDR TR SBI CONS STPLS 3M 42K –
SELECT SECTOR SPDR TR FINANCIAL 3M 82K –
SELECT SECTOR SPDR TR ENERGY 2M 27K –
SELECT SECTOR SPDR TR SBI MATERIALS 557K 6K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 3M 18K –
SELECT SECTOR SPDR TR SBI INT-UTILS 3M 43K –
SELECT SECTOR SPDR TR TECHNOLOGY 721K 3K –
SIRIUS XM HOLDINGS INC COM 45K 16K –
SOUTHERN CO COM 300K 4K –
SPDR DOW JONES INDL AVERAGE UT SER 1 268K 684 –
SPDR S&P 500 ETF TR TR UNIT 14M 26K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 256K 478 –
SPDR SER TR S&P INS ETF 983K 20K –
SPDR SER TR S&P RETAIL ETF 1M 19K –
SPDR SER TR S&P DIVID ETF 541K 4K –
SPDR SER TR PORTFOLIO S&P600 206K 5K –
SPDR SER TR S&P HOMEBUILD 3M 31K –
STARBUCKS CORP COM 265K 3K –
STRYKER CORPORATION COM 630K 2K –
SYSCO CORP COM 250K 3K –
TJX COS INC NEW COM 1M 10K –
TOLL BROTHERS INC COM 447K 4K –
TORO CO COM 201K 2K –
UGI CORP NEW COM 272K 12K –
UNION PAC CORP COM 3M 15K –
UNITED PARCEL SERVICE INC CL B 509K 4K –
UNITEDHEALTH GROUP INC COM 2M 3K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 248K 3K –
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 6K –
VANGUARD INDEX FDS VALUE ETF 12M 76K –
VANGUARD INDEX FDS REAL ESTATE ETF 1M 12K –
VANGUARD INDEX FDS GROWTH ETF 26M 71K –
VANGUARD INDEX FDS TOTAL STK MKT 447K 2K –
VANGUARD INTL EQUITY INDEX F GLB EX US ETF 301K 7K –
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 644K 11K –
VANGUARD MUN BD FDS TAX EXEMPT BD 451K 9K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 2M 27K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 205K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 658K 4K –
VANGUARD WORLD FD INF TECH ETF 360K 625 –
VANGUARD WORLD FD HEALTH CAR ETF 293K 1K –
VERIZON COMMUNICATIONS INC COM 345K 8K –
VISA INC COM CL A 319K 1K –
WALMART INC COM 255K 4K –
WELLS FARGO CO NEW COM 250K 4K –
WEST PHARMACEUTICAL SVSC INC COM 465K 1K –
WILLIAMS COS INC COM 233K 5K –
WISDOMTREE TR EM EX ST-OWNED 552K 18K –