PASKIN & BERLER CAPITAL ADVISORS, LLC
Adviser information for PASKIN & BERLER CAPITAL ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 138 | $276.5M |
| Non-Discretionary | 19 | $78.0M |
| Total | 157 | $354.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 6 | $1.7M |
| HNW Individuals | 45 | $302.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 6 | $4.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $46.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealer |
Identifiers
| SEC RIA File Number | 801-73012 |
|---|---|
| SEC ERA File Number | 801-73012 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160004 |
| Legal Entity Identifier | None |
Principal Office
3751 LAKEBRIAR PLSANTA ROSA
CA
United States
Monday - Friday, 8:30AM-5:30PM
Tel: 415-625-5480, Fax: 415-625-5482
Websites
Chief Compliance Officer
EMILY NATIVIDAD
SENIOR CLIENT SERVICE MANAGER
3751 LAKEBRIAR PL
SANTA ROSA
CA
United States
Tel:
415-625-5480
Fax:
415-625-5482
E****@***************M
(Full email address available in API data)
Regulatory Contact
WENDY PASKIN-JORDAN
CO-CEO
3751 LAKEBRIAR PL
SANTA ROSA
CA
United States
Tel:
415-625-5480
Fax:
415-625-5482
W****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PASKIN-JORDAN, WENDY, EDYTH | Individual | – | CO-CHIEF EXECUTIVE OFFICER | 01/2021 | 50-75% |
| PASKIN-JORDAN, WENDY, EDYTH | Individual | – | MANAGING MEMBER | 01/2012 | 50-75% |
| NATIVIDAD, EMILY, HERNANDEZ | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2018 | < 5% |
| BERLER, MATTHEW, KIP | Individual | – | CO-CHIEF EXECUTIVE OFFICER | 01/2021 | 50-75% |
| BERLER, MATTHEW, KIP | Individual | – | MANAGING MEMBER | 01/2021 | 50-75% |