COLLINS CAPITAL MANAGEMENT

COLLINS, FARNHAM FISHER Legal Name

Adviser information for COLLINS CAPITAL MANAGEMENT last updated from Form ADV on February 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Sole Proprietorship
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 24 $98.0M
Non-Discretionary 0 $0
Total 24 $98.0M

Clients

Type Number RAUM
Individuals 13 $11.0M
HNW Individuals 5 $87.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-73016
SEC ERA File Number 801-73016
SEC CIK Numbers None
SEC CRD Numbers 159013
Legal Entity Identifier None

Principal Office

8 SKYWARD LANE
MILLBROOK
NY
United States
Monday - Friday, 9AM-5PM
Tel: 845-677-3916, Fax: 845-677-3551

Chief Compliance Officer

FARNHAM F. COLLINS
SOLE PROPRIETOR
8 SKYWARD LANE
MILLBROOK
NY
United States
Tel: (845) 677-3916
Fax: (845) 677-3551
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
COLLINS, FARNHAM, FISHER Individual SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER 09/1985 > 75%

No. Employees, Historic

1050202020212022202320242 on 2/6/20202 on 5/1/20202 on 2/12/20212 on 2/24/20222 on 2/3/2023

RAUM, Historic

100M50M02020202120222023202491572115 on 2/6/202091572115 on 5/1/202074387737 on 2/12/202187271585 on 2/24/202298026514 on 2/3/2023

No. Clients, Historic

201002020202120222023202418 on 2/6/202018 on 5/1/202017 on 2/12/202118 on 2/24/202218 on 2/3/2023