VUEFOLIO, INC
Adviser information for VUEFOLIO, INC last updated from Form ADV on December 8th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshopsHELP IDENTIFY 529 PLANS TO CLIENTS |
|---|---|
| Compensation | Hourly chargesSUBSCRIPTION FEES FOR USERS OF ADVICE |
Identifiers
| SEC RIA File Number | 801-73017 |
|---|---|
| SEC ERA File Number | 801-73017 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160138 |
| Legal Entity Identifier | None |
Principal Office
718 DE SOTO DRIVEPALO ALTO
CA
United States
Monday - Friday, 8:30 AM - 5 PM
Tel: 650-813-9624, Fax: 650-813-9624
Chief Compliance Officer
SAMEER GUPTA
CHIEF INVESTMENT OFFICER
718 DE SOTO DRIVE
PALO ALTO
CA
United States
Tel:
650-380-1851
Fax:
650-813-9624
C*********@***********M
(Full email address available in API data)
Regulatory Contact
OINDRILA RAY
CHIEF EXECUTIVE OFFICER
718 DE SOTO DRIVE
PALO ALTO
CA
United States
Tel:
650-380-1854
Fax:
650-813-9624
O*******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RAY, OINDRILA, "NMN" | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2011 | 25-50% |
| GUPTA, SAMEER, "NMN" | Individual | – | CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER | 10/2011 | 25-50% |
| KORRAPATI, VAMSIMOHAN, "NMN" | Individual | – | CO FOUNDER | 10/2011 | 10-25% |