KING WEALTH MANAGEMENT GROUP, LLC
Adviser information for KING WEALTH MANAGEMENT GROUP, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,717 | $740.3M |
| Non-Discretionary | 12 | $11.0M |
| Total | 1,729 | $751.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 526 | $175.4M |
| HNW Individuals | 176 | $536.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.2M |
| Charitable organizations | <5 | $526,130 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $37.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-73023 |
|---|---|
| SEC ERA File Number | 801-73023 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159550 |
| Legal Entity Identifier | None |
Principal Office
4851 TAMIAMI TRAIL NORTHSUITE 200
NAPLES
FL
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: (239) 766-4092, Fax: (518) 306-5645
Chief Compliance Officer
LAWRENCE E. KING
PRESIDENT
4851 TAMIAMI TRAIL NORTH
SUITE 200
NAPLES
FL
United States
Tel:
(239) 766-4092
Fax:
(518) 306-5645
L*********@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| King, Sally, A | Individual | – | TREASURER | 01/2015 | < 5% |
| KING, LAWRENCE, EDGAR | Individual | – | PRESIDENT/CCO | 02/2012 | > 75% |
| GALE, DANIEL, PAUL | Individual | – | VICE PRESIDENT | 02/2012 | < 5% |
| QUINN, JANE, MARIE | Individual | – | SECRETARY | 01/2015 | < 5% |