LEFAVI WEALTH MANAGEMENT
LEFAVI WEALTH MANAGEMENT, INC. Legal Name
Adviser information for LEFAVI WEALTH MANAGEMENT last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,234 | $383.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1,234 | $383.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 397 | $124.7M |
| HNW Individuals | 102 | $258.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 304.7M |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| CHARLES SCHWAB COMPANY WRAP FEE PROGRAM | LEFAVI WEALTH MANAGEMENT |
Principal Office
2323 FOOTHILL DR., SUITE 100SALT LAKE CITY
UT
United States
Monday - Friday, M - TH: 8:00 AM - 5:00PM; F: 8:00AM - 3:00PM
Tel: 801-486-9000, Fax: 801-486-9058
Chief Compliance Officer
STUART ENTERLINE
PRESIDENT
2323 FOOTHILL DRIVE, STE 100
SALT LAKE CITY
UT
United States
Tel:
801-478-8555
S*****@*********M
(Full email address available in API data)
Industry Affiliates
| BRUCE A. LEFAVI SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Enterline, Stuart | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 01/2020 | > 75% |
| GREENBURG, JAY, VAN | Individual | – | DEPUTY COMPLIANCE OFFICER | 01/2021 | < 5% |