STELLUS CAPITAL MANAGEMENT, LLC
Adviser information for STELLUS CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 36 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $2.7B |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $2.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $908.1M |
| Pooled investment vehicles | 14 | $1.8B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 33 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73036 |
|---|---|
| SEC ERA File Number | 801-73036 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160115 |
| Legal Entity Identifier | 9845002A49V3D9374D74 |
Principal Office
4400 POST OAK PARKWAYSUITE 2200
HOUSTON
TX
United States
Monday - Friday, 9:00AM-5:30PM
Tel: 713-292-5400, Fax: 713-292-5460
Chief Compliance Officer
W. TODD HUSKINSON
CFO, PARTNER
4400 POST OAK PARKWAY
SUITE 2200
HOUSTON
TX
United States
Tel:
7132925414
Fax:
7132925464
T*********@*****************M
(Full email address available in API data)
Regulatory Contact
SONIA DELUNA
OFFICE MANAGER
4400 POST OAK PARKWAY
SUITE 2200
HOUSTON
TX
United States
Tel:
713-292-5476
Fax:
7132925464
S******@*****************M
(Full email address available in API data)
Industry Affiliates
| SCF INVESTOR B GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STELLUS CAPITAL INCOME PBDC, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| STELLUS CREDIT FUND ERISA OFFSHORE GP III, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| STELLUS CREDIT FUND OFFSHORE GP II, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| STELLUS CREDIT FUND OFFSHORE GP III, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| STELLUS CREDIT FUND OFFSHORE GP, LTD | Sponsor, GP, manager of pooled investment vehicles |
| STELLUS CREDIT MASTER FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STELLUS CREDIT MASTER FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STELLUS CREDIT MASTER FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STELLUS SENIOR SECURED FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| STELLUS CREDIT FUNDS INVESTOR A, LLC | Private Equity Fund | $128.0M | $5.0M | 2 |
| STELLUS CREDIT FUNDS INVESTOR B, LP | Private Equity Fund | $128.5M | $5.0M | 1 |
| STELLUS CREDIT MASTER FUND I, LLC | Private Equity Fund | $16.3M | $5.0M | 13 |
| STELLUS CREDIT MASTER FUND II, LLC | Private Equity Fund | $168.4M | $5.0M | 55 |
| STELLUS CREDIT MASTER FUND III, LLC | Private Equity Fund | $414.1M | $5.0M | 48 |
| STELLUS CREDIT VCOC FUND I, LLC | Private Equity Fund | $6.1M | $5.0M | 5 |
| STELLUS CREDIT VCOC FUND II, LLC | Private Equity Fund | $100.1M | $5.0M | 9 |
| STELLUS CREDIT VCOC FUND III, LLC | Private Equity Fund | $274.5M | $5.0M | 11 |
| STELLUS PRIVATE CREDIT BDC FEEDER LP | Private Equity Fund | $93.1M | $1.0M | 8 |
| STELLUS SENIOR SECURED LOAN FUND, LLC | Private Equity Fund | $99.1M | $5.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LADD, ROBERT, THOMSEN | Individual | – | MANAGING MEMBER, MANAGING PARTNER | 01/2012 | < 5% |
| OVERBERGEN, TODD, ALAN | Individual | – | MEMBER, PARTNER | 01/2012 | < 5% |
| DAVIS, JOSHUA, THOMAS | Individual | – | MEMBER, PARTNER | 01/2012 | < 5% |
| DANGELO, DEAN, ANDREW | Individual | – | MEMBER, PARTNER | 01/2012 | < 5% |
| HUSKINSON, WILLIAM, TODD | Individual | – | MEMBER, PARTNER, CCO, CFO | 01/2012 | < 5% |
| STELLUS CAPITAL MANAGEMENT HOLDINGS, L.P. | Domestic Entity | – | MEMBER | 01/2012 | > 75% |
| SCM HOLDINGS GP, LLC. | Domestic Entity | STELLUS CAPITAL MANAGEMENT HOLDINGS, L.P. | GENERAL PARTNER | 01/2012 | > 75% |
| LADD, ROBERT, THOMSEN | Individual | SCM HOLDINGS GP, LLC | MANAGING MEMBER, MANAGING PARTNER | 01/2012 | 50-75% |