GREENBUSH FINANCIAL GROUP, LLC
Adviser information for GREENBUSH FINANCIAL GROUP, LLC last updated from Form ADV on February 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 757 | $236.4M |
| Non-Discretionary | 69 | $174.4M |
| Total | 826 | $410.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 341 | $91.5M |
| HNW Individuals | 124 | $133.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 93 | $180.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $5.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 19 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissionsPerformance-based feesREVIEW AND MONITORING FEES |
Identifiers
| SEC RIA File Number | 801-73044 |
|---|---|
| SEC ERA File Number | 801-73044 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 125500 |
| Legal Entity Identifier | None |
Principal Office
159 WOLF ROADSUITE 101
ALBANY
NY
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 518-477-6686, Fax: 518-694-8058
Chief Compliance Officer
ROBERT M. MANGOLD, JR.
159 WOLF ROAD
SUITE 101
ALBANY
NY
United States
Tel:
518-477-6686
Fax:
518-694-8058
R*******@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WOJESKI, DAVID, MICHAEL | Individual | – | PARTNER | 01/2000 | 25-50% |
| RUGER, MICHAEL, R. | Individual | – | PARTNER | 09/2007 | 25-50% |
| MANGOLD, ROBERT, MICHAEL | Individual | – | PARTNER AND CHIEF COMPLIANCE OFFICER | 01/2022 | 10-25% |