FIDUCIARY WEALTH PARTNERS, LLC
Adviser information for FIDUCIARY WEALTH PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 256 | $1.2B |
| Non-Discretionary | 216 | $170.7M |
| Total | 472 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 92 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $176.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-73067 |
|---|---|
| SEC ERA File Number | 801-73067 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160696 |
| Legal Entity Identifier | None |
Principal Office
177 HUNTINGTON AVENUE17TH FLOOR
BOSTON
MA
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 617-602-1900, Fax: None
Chief Compliance Officer
ERIK MARR
CHIEF COMPLIANCE OFFICER
177 HUNTINGTON AVENUE
17TH FLOOR
BOSTON
MA
United States
Tel:
617-602-1900
Fax:
888-316-1688
E***@***********S
(Full email address available in API data)
Regulatory Contact
PRESTON MCSWAIN
MANAGING PARTNER
177 HUNTINGTON AVENUE
17TH FLOOR
BOSTON
MA
United States
Tel:
617-602-1900
Fax:
888-316-1688
P******@***********S
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCSWAIN, PRESTON, DANIEL | Individual | – | MANAGING PARTNER | 01/2012 | > 75% |
| CORNELL, JAMES, KEEN | Individual | – | MANAGING PARTNER | 03/2015 | < 5% |
| MARR, ERIK, ROBERT | Individual | – | CCO | 11/2016 | < 5% |