PARKVIEW LTD.
Adviser information for PARKVIEW LTD. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $239.9M |
| Non-Discretionary | 25 | $164.7M |
| Total | 41 | $404.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 37 | $370.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $33.9M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 71 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-73069 |
|---|---|
| SEC ERA File Number | 801-73069 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160171 |
| Legal Entity Identifier | 506700L88U51462JLS68 |
Principal Office
GUTENBERGSTRASSE 9ZURICH
Switzerland
Monday - Friday, 8:00 TO 6:00
Tel: +41 44 283 40 80, Fax: None
Chief Compliance Officer
MARIUS ANDR� HOLZER
COO, CCO
477 MADISON AVENUE
FLOOR 6
NEW YORK CITY
NY
United States
Tel:
1 646 213 4980
Fax:
1 917 397 3381
M************@****************M
(Full email address available in API data)
Regulatory Contact
THOMAS EGGER
CEO
RUE DR. ALFRED-VINCENT 10
GENEVA
Switzerland
Tel:
+41442834082
T***********@****************M
(Full email address available in API data)
Industry Affiliates
| CFEG PARKVIEW FINANCIAL SOLUTIONS GMBH | Other investment adviser, including financial planners |
| PARKVIEW US LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EPPRECHT, MARCUS, ROLAND | Individual | – | SHAREHOLDER / BOARD OF DIRECTORS MEMBER / MEMBER OF MANAGEMENT | 11/2012 | 10-25% |
| HOLZER, MARIUS, ANDRE | Individual | – | CCO, COO | 02/2011 | 10-25% |
| EGGER, THOMAS, J | Individual | – | CEO | 06/2012 | 5-10% |
| BLUM, PIERRE-ALAIN | Individual | – | CHAIRMAN OF THE BOARD | 11/2012 | < 5% |
| HIMANI, OUSSAMA, NMN | Individual | – | CHIEF INVESTMENT OFFICER / BOARD OF DIRECTORS MEMBER / MEMBER OF MANAGEMENT | 11/2012 | 10-25% |
| LIECHTI, MARTIN, NMN | Individual | – | SHAREHOLDER / MEMBER OF MANAGEMENT | 12/2016 | 10-25% |
| DERUNGS, SEBASTIAN, TAKAYA | Individual | – | CFO | 04/2019 | < 5% |