Hedge Fund Database

SPARK INVESTMENT MANAGEMENT LLC

Adviser information for SPARK INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3 $392.2M
Non-Discretionary 0 $0
Total 3 $392.2M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 3 $392.2M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 33

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-73079
SEC ERA File Number 801-73079
SEC CIK Numbers 1554871
SEC CRD Numbers 160815
Legal Entity Identifier 549300OFCOHUKOL46153

Principal Office

150 EAST 58TH STREET
26TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 212-826-1900, Fax: 212-826-2069

Websites

www.sparkim.com www.linkedin.com/company/spark-investment-management-llc

Chief Compliance Officer

GLENN DROPKIN
150 EAST 58TH STREET
26TH FLOOR
NEW YORK
NY
United States
Tel: 212-826-3709
(Full email address available in API data)

Industry Affiliates

SPARK INVESTMENT MANAGEMENT LTD Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
SPARK QUANTITATIVE MASTER FUND L.P. Hedge Fund $392.2M $0.0M 6

Control Persons

Name Type Entity Title Since Ownership
SPARK HOLDINGS LLC Domestic Entity – MEMBER 06/2013 > 75%
LAVENTHOL, PETER, LAWRENCE Individual – MANAGER 11/2011 < 5%
DROPKIN, GLENN, ELLIOT Individual – CHIEF COMPLIANCE OFFICER 01/2012 < 5%
LAVENTHOL, PETER, LAWRENCE Individual SPARK HOLDINGS LLC MANAGING MEMBER 06/2013 > 75%

No. Employees, Historic

2010020202021202220232024202520 on 3/25/202020 on 3/31/202120 on 3/30/202220 on 3/29/202320 on 3/27/2024

RAUM, Historic

2B1B02020202120222023202420251685904061 on 3/25/2020497135711 on 3/31/2021452831321 on 3/30/2022396177354 on 3/29/2023392177325 on 3/27/2024

No. Clients, Historic

10502020202120222023202420253 on 3/25/20203 on 3/31/20213 on 3/30/20223 on 3/29/20233 on 3/27/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
SPOTIFY TECHNOLOGY S A SHS 4M 13K –
MONDAY COM LTD SHS 1M 6K –
SINOVAC BIOTECH LTD SHS 0 29K –
AMAZON COM INC COM 8M 43K –
FOSSIL GROUP INC COM 80K 56K –
GRAYSCALE BITCOIN TR BTC SHS REP COM UT 453K 9K –
PITNEY BOWES INC COM 107K 21K –
SPARTANNASH CO COM 291K 16K –
BLOCK INC CL A 561K 9K –
TESLA INC COM 1M 6K –
TWILIO INC CL A 295K 5K –