NEW ENGLAND RETIREMENT CONSULTANTS, LLC
Adviser information for NEW ENGLAND RETIREMENT CONSULTANTS, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 1 | $1.8B |
| Total | 1 | $1.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.8B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 12 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Pension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-73080 |
|---|---|
| SEC ERA File Number | 801-73080 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 141573 |
| Legal Entity Identifier | None |
Principal Office
75 STATE STREETSUITE 100, PMB 4410
BOSTON
MA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: (617) 535- 6946, Fax: (617) 535-6945
Websites
Chief Compliance Officer
CHRISTOPHER CAPPELLO
75 STATE STREET
SUITE 100, PMB 4410
BOSTON
MA
United States
Tel:
(617) 535- 6946 X373
Fax:
(617) 535-6945
C*************@********M
(Full email address available in API data)
Regulatory Contact
GLENN JENSEN
MANAGING DIRECTOR
75 STATE STREET
SUITE 100, PMB 4410
BOSTON
MA
United States
Tel:
6175356946 X333
Fax:
617-535-6945
G***********@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JENSEN, GLENN, ARTHUR | Individual | – | MANAGING MEMBER | 08/2006 | > 75% |
| CAPPELLO, CHRISTOPHER, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2017 | < 5% |