PECK WEALTH MANAGEMENT, LLC
Adviser information for PECK WEALTH MANAGEMENT, LLC last updated from Form ADV on January 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 110 | $114.4M |
| Non-Discretionary | 0 | $0 |
| Total | 110 | $114.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11 | $6.9M |
| HNW Individuals | 36 | $106.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $846,050 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-73091 |
|---|---|
| SEC ERA File Number | 801-73091 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157407 |
| Legal Entity Identifier | None |
Principal Office
83 HILLAIR CIRCLEWHITE PLAINS
NY
United States
Monday - Friday, PECK WEALTH MANAGEMENT, LLC
Tel: 9146302324, Fax: 8667962324
Websites
Chief Compliance Officer
ALISON PECK
PRINCIPAL
83 HILLAIR CIRCLE
WHITE PLAINS
NY
United States
Tel:
914-630-2324
Fax:
866 796-2324
A****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PECK, ALISON, BISNO | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 04/2011 | > 75% |