BEERS KIGHT FINANCIAL ADVISORS, LLC
Adviser information for BEERS KIGHT FINANCIAL ADVISORS, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 272 | $172.3M |
| Non-Discretionary | 0 | $0 |
| Total | 272 | $172.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 96 | $167.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $4.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 100 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-73105 |
|---|---|
| SEC ERA File Number | 801-73105 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160286 |
| Legal Entity Identifier | None |
Principal Office
3830 FOREST DRIVECOLUMBIA
SC
United States
Monday - Friday, 9 AM - 5 PM
Tel: 803-787-0003, Fax: 803-787-2299
Chief Compliance Officer
VAL H. BEERS
CO-MANAGING MEMBER
3830 FOREST DRIVE
COLUMBIA
SC
United States
Tel:
803-429-7183
Fax:
803-787-2299
B****************@********M
(Full email address available in API data)
Regulatory Contact
BARRY KIGHT
CO-MANAGING MEMBER
3830 FOREST DRIVE
COLUMBIA
SC
United States
Tel:
803-237-7070
B*****@********M
(Full email address available in API data)
Industry Affiliates
| MCGREGOR AND COMPANY | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BEERS FINANCIAL LLC | Domestic Entity | – | MEMBER | 12/2011 | 50-75% |
| MCGREGOR FINANCIAL ADVISORS, LLC | Domestic Entity | – | MEMBER | 12/2011 | 25-50% |
| KIGHT, BARRY, TISON | Individual | – | CO-MANAGER | 12/2011 | < 5% |
| BEERS, VAL, HAIN | Individual | – | CO-MANAGER AND CHIEF COMPLIANCE OFFICER | 12/2011 | < 5% |
| BARRY T. KIGHT, LLC | Domestic Entity | MCGREGOR FINANCIAL ADVISORS, LLC | MEMBER | 05/2000 | > 75% |
| KIGHT, BARRY, TISON | Individual | BARRY T. KIGHT, LLC | MEMBER | 05/2000 | > 75% |
| BEERS, VAL, HAIN | Individual | BEERS FINANCIAL, LLC | MEMBER | 03/2002 | > 75% |