MILLENNIUM BRIDGE CAPITAL

SENECA MANAGEMENT LLC Legal Name

Adviser information for MILLENNIUM BRIDGE CAPITAL last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4 $572.0M
Non-Discretionary 0 $0
Total 4 $572.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 4 $572.0M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-73108
SEC ERA File Number 801-73108
SEC CIK Numbers None
SEC CRD Numbers 160345
Legal Entity Identifier None

Principal Office

101 UNIVERSITY BLVD
SUITE 310
DENVER
CO
United States
Monday - Friday, 8:30-5:00
Tel: 303-454-5453, Fax: None

Chief Compliance Officer

MIKE WEST
CFO & CCO
101 UNIVERSITY BLVD
SUITE 310
DENVER
CO
United States
Tel: 303-454-5453
(Full email address available in API data)

Regulatory Contact

GARRETT FITZGERALD
PRINCIPAL
101 UNIVERSITY BLVD
SUITE 310
DENVER
CO
United States
Tel: 3034545453
(Full email address available in API data)

Industry Affiliates

MBC EQUITY PARTNERS II, LLC Sponsor, GP, manager of pooled investment vehicles
MILLENNIUM BRIDGE CAPITAL, LLC Sponsor, GP, manager of pooled investment vehicles
SENECA EQUITY PARTNERS, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ARROWHEAD CAPITAL, L.P. Private Equity Fund $8.1M $0.0M 1
CHEYENNE CAPITAL FUND, LP Private Equity Fund $91.0M $0.0M 3
MBC BP SPV LLC Private Equity Fund $0.9M $0.0M 4
MBC PRIVATE EQUITY FUND II LP Private Equity Fund $75.9M $0.3M 70

Control Persons

Name Type Entity Title Since Ownership
STREETCAR LLC Domestic Entity CLASS A MEMBER 12/2010 > 75%
KNITT, BRIAN, DAVID Individual CLASS B MEMBER 12/2010 5-10%
FITZGERALD, JOHN, PATRICK Individual CHIEF EXECUTIVE OFFICER 12/2010 < 5%
WEST, MICHAEL, DANIEL Individual CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER 12/2010 < 5%
FITZGERALD, JOHN, PATRICK Individual STREETCAR LLC MANAGING DIRECTOR 06/2002 > 75%

No. Employees, Historic

2010020202021202220232024202514 on 3/29/202013 on 3/29/202113 on 3/30/202213 on 3/30/202313 on 7/12/202313 on 7/28/202313 on 3/27/2024

RAUM, Historic

700M350M0202020212022202320242025470000000 on 3/29/2020534000000 on 3/29/2021615750000 on 3/30/2022585426000 on 3/30/2023585426000 on 7/12/2023585426000 on 7/28/2023571994000 on 3/27/2024

No. Clients, Historic

10502020202120222023202420251 on 3/29/20202 on 3/29/20213 on 3/30/20224 on 3/30/20234 on 7/12/20234 on 7/28/20234 on 3/27/2024