SILVERFERN CAPITAL MANAGEMENT, LLC
Adviser information for SILVERFERN CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 27 | $204.1M |
| Non-Discretionary | 0 | $0 |
| Total | 27 | $204.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 27 | $204.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 90 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesCOMPENSATION BASED ON A PERCENTAGE OF COMMITTED CAPITAL |
Identifiers
| SEC RIA File Number | 801-73113 |
|---|---|
| SEC ERA File Number | 801-73113 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160308 |
| Legal Entity Identifier | None |
Principal Office
777 W. PUTNAM AVE.SUITE 300
GREENWICH
CT
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 203-542-2870, Fax: None
Chief Compliance Officer
JOHN R. CATTAU
CHIEF ADMINISTRATIVE OFFICER
777 W. PUTNAM AVE.
SUITE 300
GREENWICH
CT
United States
Tel:
203-542-2860
J******@**********M
(Full email address available in API data)
Regulatory Contact
CLIVE R. HOLMES
PRESIDENT
777 W. PUTNAM AVE.
SUITE 300
GREENWICH
CT
United States
Tel:
203-542-2862
C******@**********M
(Full email address available in API data)
Industry Affiliates
| NINETY MILE CAPITAL PARTNERS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| SCIP GENPAR CM, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SCIP GENPAR SER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SILVERFERN GENPAR BR, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SILVERFERN GENPAR CBH, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SILVERFERN GENPAR DBD-CI (DE), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SILVERFERN GENPAR LUX SCS | Sponsor, GP, manager of pooled investment vehicles |
| SILVERFERN GENPAR RAIF-CI (DE) LP | Sponsor, GP, manager of pooled investment vehicles |
| SILVERFERN GENPAR SW, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SILVERFERN GLOBAL OPPORTUNITIES FUND III GP SCS | Sponsor, GP, manager of pooled investment vehicles |
| SIP RSMA GENPAR BW1, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SIP RSMA GENPAR PAT1, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SIP RSMA GENPAR SW1, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SIP RSMA GENPAR TAP1, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SIP RSMA GENPAR YAS1, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| SREP CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| SREP GENPAR NEV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| THE SILVERFERN GROUP PTY LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| THE SILVERFERN GROUP, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SCIP LIMITED PARTNERSHIP CM (CAYMAN), L.P. | Private Equity Fund | $1.4M | $0.5M | 14 |
| SCIP LIMITED PARTNERSHIP SER, L.P. | Private Equity Fund | $74.2M | $0.5M | 23 |
| SILVERFERN BR, L.P. | Private Equity Fund | $3.1M | $0.5M | 10 |
| SILVERFERN CBH (CAYMAN), L.P. | Private Equity Fund | $0.6M | $0.5M | 24 |
| SILVERFERN DBD RAIF | Private Equity Fund | $11.7M | $0.5M | 8 |
| SILVERFERN GLOBAL OPPORTUNITIES FUND III, L.P. | Private Equity Fund | $10.8M | $6.1M | 3 |
| SILVERFERN INVESTMENT PARTNERS RSMA BW1, L.P. | Private Equity Fund | $0.5M | $5.0M | 1 |
| SILVERFERN INVESTMENT PARTNERS RSMA TAP1, L.P. | Private Equity Fund | $0.5M | $5.0M | 2 |
| SILVERFERN INVESTMENT PARTNERS RSMA YAS1, L.P. | Private Equity Fund | $0.8M | $5.0M | 2 |
| SILVERFERN RSMA PAT1, L.P. | Private Equity Fund | $1.4M | $2.5M | 2 |
| SILVERFERN RSMA SW1, L.P. | Private Equity Fund | $1.5M | $2.5M | 1 |
| SILVERFERN SCSP RAIF | Private Equity Fund | $92.1M | $15.0M | 2 |
| SILVERFERN SW (CAYMAN), L.P. | Private Equity Fund | $3.4M | $0.5M | 18 |
| SREP LIMITED PARTNERSHIP NEV, L.P. | Private Equity Fund | $3.7M | $0.5M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HOLMES, CLIVE, ROBERT | Individual | – | MANAGING MEMBER | 12/2005 | 50-75% |
| KAPANI HOLMES, REETA | Individual | – | MANAGING PARTNER | 12/2005 | 50-75% |
| CATTAU, JOHN, RICHARD | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2005 | < 5% |