SQN CAPITAL MANAGEMENT, LLC
Adviser information for SQN CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $87.1M |
| Non-Discretionary | 4 | $195.0M |
| Total | 8 | $282.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $282.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 2 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 69 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73122 |
|---|---|
| SEC ERA File Number | 801-73122 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158704 |
| Legal Entity Identifier | None |
Principal Office
100 WALL STREET11TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 - 6:00
Tel: (212) 422-2166, Fax: None
Websites
Chief Compliance Officer
JEREMIAH SILKOWSKI
PRESIDENT & CEO
100 WALL STREET
11TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 422-2166
J*********@*************M
(Full email address available in API data)
Regulatory Contact
DARIA STRELOVA-SHPRINTS
SENIOR ACCOUNTANT
100 WALL STREET
11TH FLOOR
NEW YORK
NY
United States
Tel:
(212) 422-2166
D********@*************M
(Full email address available in API data)
Industry Affiliates
| SQN AIF III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SQN AIF IV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SQN CAPITAL MANAGEMENT (INTERNATIONAL), LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SQN PORTFOLIO ACQUISITION COMPANY, LLC | EQUIPMENT PROGRAM | $10.9M | $0.3M | 73 |
| SQN SPECIAL OPPORTUNITY FUND, LLC | EQUIPMENT PROGRAM | $10.4M | $0.3M | 86 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SILKOWSKI, JEREMIAH, JUDE | Individual | – | PARTNER / PRESIDENT / CHIEF EXECUTIVE OFFICER / CCO | 12/2007 | < 5% |
| SQN CAPITAL PARTNERS, LLC | Domestic Entity | – | MANAGING MEMBER | 12/2007 | > 75% |
| SILKOWSKI, JEREMIAH, JUDE | Individual | SQN CAPITAL CORPORATION | SHAREHOLDER | 01/2006 | 50-75% |
| SQN CAPITAL CORPORATION | Domestic Entity | SQN CAPITAL PARTNERS, LLC | MANAGING MEMBER | 08/2009 | > 75% |
| DELL'AGLIO, BRANDON, MATTHEW | Individual | SQN CAPITAL CORPORATION | SHAREHOLDER | 01/2006 | 25-50% |
| MIROSHNIKOV, MICHAEL, NMN | Individual | – | PARTNER | 12/2007 | < 5% |
| ROBERTS, NEIL, ANTHONY | Individual | – | CHAIRMAN | 12/2007 | 25-50% |