AXONIC CAPITAL LLC
Adviser information for AXONIC CAPITAL LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 58 |
|---|---|
| Investment Advisory/Research | 21 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 11 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 35 | $6.3B |
| Non-Discretionary | 0 | $0 |
| Total | 35 | $6.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $2.2B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 33 | $4.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 19 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based feesPERCENTAGE OF OUTSTANDING PRINCIPAL BALANCE |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73132 |
|---|---|
| SEC ERA File Number | 801-73132 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159518 |
| Legal Entity Identifier | J6QROFUT418O3XX4OT04 |
Principal Office
520 MADISON AVENUE42ND FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM - 6:00 PM
Tel: 212-259-0430, Fax: None
Chief Compliance Officer
JOSEPH GROGAN
520 MADISON AVENUE
42ND FLOOR
NEW YORK
NY
United States
Tel:
212-508-4729
C**@************M
(Full email address available in API data)
Regulatory Contact
JOHN KELLY
CFO
520 MADISON AVENUE
42ND FLOOR
NEW YORK
NY
United States
Tel:
212-259-0475
J*****@************M
(Full email address available in API data)
Industry Affiliates
| AXONIC CAPITAL GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AXONIC COINVEST GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AXONIC COINVEST GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AXONIC COMMERCIAL REAL ESTATE FUND GP II LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AXONIC CRE DISTRESSED FUND GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AXONIC PG STRUCTURED CREDIT FUND GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AXONIC PROPERTIES LLC | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| AXONIC REAL ESTATE DEBT FUND I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| AXONIC RESIDENTIAL ASSETS FUND I GP LLC | Sponsor or syndicator of limited partnerships |
| AXONIC RESIDENTIAL ASSETS FUND II GP LLC | Sponsor or syndicator of limited partnerships |
| AXONIC RESIDENTIAL ASSETS FUND III GP LLC | Sponsor or syndicator of limited partnerships |
| AXONIC SPECIAL OPPORTUNITIES SBL MASTER FUND GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AXONIC SYSTEMATIC ARBITRAGE GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AXONIC COINVEST I, LP | Hedge Fund | $60.8M | $1.0M | 1 |
| AXONIC COMMERCIAL REAL ESTATE DEBT MASTER FUND LP | Hedge Fund | $169.5M | $1.0M | 32 |
| AXONIC COMMERCIAL REAL ESTATE FUND II, LP | Private Equity Fund | $172.2M | $5.0M | 40 |
| AXONIC CRE DISTRESSED FUND, LP | Private Equity Fund | $59.3M | $1.0M | 26 |
| AXONIC CREDIT OPPORTUNITIES MASTER FUND LP | Hedge Fund | $531.3M | $1.0M | 373 |
| AXONIC MULTIFAMILY BRIDGE MASTER FUND LP | Hedge Fund | $159.7M | $1.0M | 7 |
| AXONIC PG STRUCTURED CREDIT FUND LP | Hedge Fund | $63.3M | $1.0M | 15 |
| AXONIC PRIVATE CREDIT MASTER FUND I, LP | Hedge Fund | $5.8M | $5.0M | 1 |
| AXONIC REAL ESTATE DEBT FUND I OPERATING COMPANY LLC (FKA SOMA SPECIALTY FINANCE LLC) | OPERATING COMPANY | $6.1M | $1.0M | 19 |
| AXONIC SPECIAL OPPORTUNITIES SBL MASTER FUND, LP | Hedge Fund | $608.0M | $1.0M | 18 |
| AXONIC STRUCTURED OPPORTUNITY MASTER FUND LP | Hedge Fund | $202.5M | $1.0M | 28 |
| AXONIC SYSTEMATIC ARBITRAGE MASTER FUND, LP | Hedge Fund | $155.5M | $1.0M | 15 |
| BURGUNDY 523 OFFSHORE FUND, LTD | Hedge Fund | $64.3M | $1.0M | 1 |
| OC 523 MASTER FUND, LTD | Hedge Fund | $19.5M | $1.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DEGIACINTO, CLAYTON, HALE | Individual | – | MANAGING PRINCIPAL AND CO-CIO | 12/2010 | 50-75% |
| AXONIC HOLDINGS LP | Domestic Entity | – | MEMBER | 01/2015 | 10-25% |
| AXONIC HOLDINGS GP LLC | Domestic Entity | AXONIC HOLDINGS LP | GENERAL PARTNER | 01/2015 | |
| SAYPOFF, JESS, MAYNARD | Individual | – | GENERAL COUNSEL | 04/2013 | < 5% |
| WEINSTEIN, MATTHEW, LAWRENCE | Individual | – | PARTNER AND CO-CIO | 01/2017 | 10-25% |
| GROGAN, JOSEPH, ALBERT | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2018 | < 5% |
| KELLY, JOHN, RYAN | Individual | – | CHIEF FINANCIAL OFFICER | 04/2019 | < 5% |
| CAREY, PETER, GRANT | Individual | – | PARTNER & HEAD OF BUSINESS DEVELOPMENT | 01/2021 | 5-10% |
| AXONIC PRINCIPALS, LP | Domestic Entity | – | MEMBER | 01/2023 | 5-10% |