VINE INVESTMENT ADVISORS, LP
Adviser information for VINE INVESTMENT ADVISORS, LP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $928.4M |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $928.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $928.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73133 |
|---|---|
| SEC ERA File Number | 801-73133 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157341 |
| Legal Entity Identifier | None |
Principal Office
810 SEVENTH AVENUE, SUITE 802NEW YORK
NY
United States
Monday - Friday, 9AM - 6PM EST
Tel: 917-512-7049, Fax: 212-221-9252
Chief Compliance Officer
ADAM PALEY
CHIEF FINANCIAL OFFICER
810 SEVENTH AVENUE, SUITE 802
NEW YORK
NY
United States
Tel:
917-512-7048
Fax:
212-221-9252
A*********@**********M
(Full email address available in API data)
Regulatory Contact
STEPHEN KOVACH
CHIEF OPERATING OFFICER
810 SEVENTH AVENUE, SUITE 802
NEW YORK
NY
United States
Tel:
917-512-7053
Fax:
212-221-9252
S***************@**********M
(Full email address available in API data)
Industry Affiliates
| VINE ALTERNATIVE INVESTMENTS II, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VINE ALTERNATIVE INVESTMENTS III, LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VINE ALTERNATIVE INVESTMENTS IV, LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| VINE FILM FINANCE FUND II AIV, LP | Private Equity Fund | $4.1M | $5.0M | 3 |
| VINE MEDIA OPPORTUNITIES - FUND III - A AIV, LP | Private Equity Fund | $30.1M | $5.0M | 3 |
| VINE MEDIA OPPORTUNITIES - FUND III - A, LP | Private Equity Fund | $59.8M | $5.0M | 3 |
| VINE MEDIA OPPORTUNITIES - FUND III - B, LP | Private Equity Fund | $39.9M | $5.0M | 2 |
| VINE MEDIA OPPORTUNITIES - FUND III, LP | Private Equity Fund | $80.1M | $5.0M | 10 |
| VINE MEDIA OPPORTUNITIES - FUND IV-A AIV, LP | Private Equity Fund | $233.1M | $5.0M | 3 |
| VINE MEDIA OPPORTUNITIES - FUND IV, LP | Private Equity Fund | $480.6M | $5.0M | 25 |
| VINE WESTCON SPV, LP | Private Equity Fund | $0.5M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOORE, JAMES, PATRICK | Individual | – | LIMITED PARTNER & CHIEF EXECUTIVE OFFICER | 05/2007 | 50-75% |
| KOVACH, STEPHEN, ANDREW | Individual | – | LIMITED PARTNER & CHIEF OPERATING OFFICER | 05/2007 | 10-25% |
| LAMBERT, WILLIAM, EDWARD | Individual | – | LIMITED PARTNER & CHIEF INVESTMENT OFFICER | 05/2007 | 10-25% |
| PALEY, ADAM, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 04/2010 | < 5% |
| VINE ALTERNATIVE INVESTMENTS GROUP, LLC | Domestic Entity | – | GENERAL PARTNER | 04/2009 | < 5% |
| MOORE, JAMES, PATRICK | Individual | VINE ALTERNATIVE INVESTMENTS GROUP, LLC | MANAGING MEMBER | 04/2009 | 50-75% |