DARWIN VENTURES, LLC
Adviser information for DARWIN VENTURES, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 10 | $593.4M |
| Non-Discretionary | 0 | $0 |
| Total | 10 | $593.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 10 | $593.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73144 |
|---|---|
| SEC ERA File Number | 801-73144 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157665 |
| Legal Entity Identifier | None |
Principal Office
315 PRIMROSE ROADBURLINGAME
CA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 415-362-0648, Fax: None
Chief Compliance Officer
RYAN COTTON
PARTNER
315 PRIMROSE ROAD
BURLINGAME
CA
United States
Tel:
415 362 0648
R***@***********M
(Full email address available in API data)
Regulatory Contact
SCOTT MONAHAN
ADMINISTRATIVE PARTNER
315 PRIMROSE ROAD
BURLINGAME
CA
United States
Tel:
415 362 0648
S****@***********M
(Full email address available in API data)
Industry Affiliates
| DARWIN VENTURES II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DARWIN VENTURES III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DARWIN VENTURES IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DARWIN VENTURES V-A LLC | Sponsor, GP, manager of pooled investment vehicles |
| DARWIN VENTURES V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DARWIN VENTURES VI-A LLC | Sponsor, GP, manager of pooled investment vehicles |
| DARWIN VENTURES VI-B LLC | Sponsor, GP, manager of pooled investment vehicles |
| DARWIN VENTURES VI-C LLC | Sponsor, GP, manager of pooled investment vehicles |
| DARWIN VENTURES VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DARWIN VENTURE CAPITAL FUND-OF-FUNDS II, L.P. | Venture Capital Fund | $213.4M | $0.3M | 30 |
| DARWIN VENTURE CAPITAL FUND-OF-FUNDS III, L.P. | Venture Capital Fund | $74.1M | $0.3M | 56 |
| DARWIN VENTURE CAPITAL FUND-OF-FUNDS IV, L.P. | Venture Capital Fund | $107.7M | $0.3M | 74 |
| DARWIN VENTURE CAPITAL FUND-OF-FUNDS V, L.P. | Venture Capital Fund | $86.6M | $0.3M | 75 |
| DARWIN VENTURE CAPITAL FUND-OF-FUNDS VI, L.P. | Venture Capital Fund | $76.0M | $0.0M | 63 |
| DARWIN VENTURE CAPITAL FUND-OF-FUNDS, L.P. | Venture Capital Fund | $11.7M | $0.3M | 20 |
| DARWIN VENTURES V-A LLC | Venture Capital Fund | $7.1M | $1.0M | 2 |
| DARWIN VENTURES VI-A LLC | Venture Capital Fund | $9.4M | $0.5M | 4 |
| DARWIN VENTURES VI-B LLC | Venture Capital Fund | $6.3M | $1.0M | 2 |
| DARWIN VENTURES VI-C LLC | Venture Capital Fund | $1.1M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CAUFIELD, JR., FRANK, ROBERT | Individual | – | MANAGING GENERAL PARTNER, MANAGING MEMBER | 09/2002 | > 75% |
| COTTON, RYAN, PATRICK | Individual | – | CHIEF COMPLIANCE OFFICER, PARTNER | 01/2020 | < 5% |