ALPINE INVESTORS
ALPINE MANAGEMENT SERVICES III, LLC Legal Name
Adviser information for ALPINE INVESTORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 151 |
|---|---|
| Investment Advisory/Research | 102 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $17.3B |
| Non-Discretionary | 0 | $0 |
| Total | 16 | $17.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 16 | $17.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73159 |
|---|---|
| SEC ERA File Number | 801-73159 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157255 |
| Legal Entity Identifier | None |
Principal Office
ONE CALIFORNIA STREET, SUITE 2900SAN FRANCISCO
CA
United States
Monday - Friday, 8 A.M. - 5 P.M.
Tel: 415-392-9100, Fax: 415-392-9101
Chief Compliance Officer
ALEXANDRIA PERRIN STUART
ONE CALIFORNIA STREET, SUITE 2900
SAN FRANCISCO
CA
United States
Tel:
415-489-1073
Fax:
415-392-9101
A******@******************M
(Full email address available in API data)
Industry Affiliates
| ALPINE GENERAL PARTNER III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINE GENERAL PARTNER INGENIO CV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINE GENERAL PARTNER IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINE GENERAL PARTNER IX, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINE GENERAL PARTNER TEAM CV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINE GENERAL PARTNER V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINE GENERAL PARTNER VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINE GENERAL PARTNER VII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINE GENERAL PARTNER VIII, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPINE ICEMAN GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALPINE INVESTORS FAF IX, LP | Private Equity Fund | $79.9M | $0.0M | 117 |
| ALPINE INVESTORS FAF VIII, LP | Private Equity Fund | $97.3M | $0.1M | 116 |
| ALPINE INVESTORS ICEMAN CV, LP | Private Equity Fund | $1,710.2M | $0.1M | 149 |
| ALPINE INVESTORS ICEMAN-A, LP | Private Equity Fund | $1,372.6M | $0.0M | 78 |
| ALPINE INVESTORS III, LP | Private Equity Fund | $20.5M | $0.0M | 30 |
| ALPINE INVESTORS INGENIO CV, LP | Private Equity Fund | $322.5M | $7.5M | 26 |
| ALPINE INVESTORS IX-A, LP | Private Equity Fund | $2,987.2M | $10.0M | 214 |
| ALPINE INVESTORS IX, LP | Private Equity Fund | $2,337.4M | $10.0M | 170 |
| ALPINE INVESTORS TEAM CV, LP | Private Equity Fund | $957.8M | $0.0M | 65 |
| ALPINE INVESTORS V, LP | Private Equity Fund | $379.4M | $0.0M | 16 |
| ALPINE INVESTORS VI-A, LP | Private Equity Fund | $113.6M | $10.0M | 4 |
| ALPINE INVESTORS VI, LP | Private Equity Fund | $2,125.6M | $10.0M | 62 |
| ALPINE INVESTORS VII-A, LP | Private Equity Fund | $933.7M | $10.0M | 56 |
| ALPINE INVESTORS VII, LP | Private Equity Fund | $772.7M | $10.0M | 112 |
| ALPINE INVESTORS VIII-A, LP | Private Equity Fund | $1,664.8M | $10.0M | 127 |
| ALPINE INVESTORS VIII, LP | Private Equity Fund | $1,406.4M | $10.0M | 142 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEAVER, GRAHAM, CHARLES | Individual | – | MEMBER | 09/2002 | > 75% |
| STUART, ALEXANDRIA, PERRIN | Individual | – | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |
| WALTER, DOROTHY, HANNAH | Individual | – | CHIEF FINANCIAL OFFICER | 08/2018 | < 5% |