SHOREVIEW INDUSTRIES II, LLC
Adviser information for SHOREVIEW INDUSTRIES II, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 19 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 13 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 13 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73173 |
|---|---|
| SEC ERA File Number | 801-73173 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156686 |
| Legal Entity Identifier | None |
Principal Office
222 S. NINTH STREETSTE. 3300
MINNEAPOLIS
MN
United States
Monday - Friday, 8AM- 6PM
Tel: 612-436-4280, Fax: 612-436-0576
Chief Compliance Officer
BRIAN WILLIAM MOHER
VP FINANCE
222 S. NINTH STREET
STE. 3300
MINNEAPOLIS
MN
United States
Tel:
612-436-4280
Fax:
612-436-0576
B*****@************M
(Full email address available in API data)
Industry Affiliates
| SHOREVIEW CAPITAL GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SHOREVIEW CAPITAL GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SHOREVIEW CAPITAL GP IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SHOREVIEW CAPITAL PARTNERS II, L.P. | Private Equity Fund | $33.8M | $5.0M | 30 |
| SHOREVIEW CAPITAL PARTNERS III, L.P. | Private Equity Fund | $268.7M | $5.0M | 22 |
| SHOREVIEW CAPITAL PARTNERS IV, L.P. | Private Equity Fund | $556.7M | $10.0M | 35 |
| SHOREVIEW PARALLEL PARTNERS II, L.P. | Private Equity Fund | $17.7M | $5.0M | 18 |
| SHOREVIEW PARALLEL PARTNERS III, L.P. | Private Equity Fund | $88.9M | $5.0M | 9 |
| SV AERO INVESTMENTS LLC | Private Equity Fund | $13.5M | $0.0M | 2 |
| SV CRA AGGREGATOR LLC | Private Equity Fund | $4.0M | $0.0M | 4 |
| SV CROWN INVESTMENTS LLC | Private Equity Fund | $15.8M | $0.0M | 13 |
| SV DVS INVESTMENT LLC | Private Equity Fund | $1.0M | $0.0M | 3 |
| SV ESI INVESTMENT LLC | Private Equity Fund | $1.2M | $0.0M | 3 |
| SV HAWK LLC | Private Equity Fund | $45.3M | $0.0M | 5 |
| SV SPRING INVESTMENT LLC | Private Equity Fund | $0.5M | $0.0M | 3 |
| SV WD LLC | Private Equity Fund | $12.3M | $0.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOHER, BRIAN, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER/ VP FINANCE | 12/2010 | < 5% |
| MUDGE, JEFFREY, ARNOLD | Individual | – | MANAGING PARTNER | 03/2008 | < 5% |
| SHOREVIEW INDUSTRIES SC II, INC. | Domestic Entity | – | MEMBER | 03/2008 | 50-75% |
| CZI II SHOREVIEW HOLDINGS LLC | Domestic Entity | – | MEMBER | 03/2008 | 10-25% |
| WAKEFIELD, DAVID, JAY | Individual | SHOREVIEW INDUSTRIES SC II, INC. | OWNER | 03/2008 | 25-50% |
| MUDGE, JEFFREY, ARNOLD | Individual | SHOREVIEW INDUSTRIES SC II, INC. | OWNER | 03/2008 | 25-50% |
| CAPITAL Z EMPLOYEES II, LP | Foreign Entity | CZI II SHOREVIEW HOLDINGS LLC | OWNER | 01/2008 | 50-75% |
| ZURICH CZI MANAGEMENT HOLDING, LTD | Domestic Entity | CZI II SHOREVIEW HOLDINGS LLC | OWNER | 02/2003 | 25-50% |
| CHENG, LAURENCE, WING YIU | Individual | CAPITAL Z EMPLOYEES II, LP | OWNER | 03/2002 | 50-75% |
| ZURICH GLOBAL INVESTMENT MANAGEMENT INC. | Domestic Entity | ZURICH CZI MANAGEMENT HOLDING, LTD | OWNER | 12/2007 | > 75% |
| ZURICH HOLDING COMPANY OF AMERICA, INC. | Domestic Entity | ZURICH GLOBAL INVESTMENT MANAGEMENT INC. | OWNER | 12/2002 | > 75% |
| ZURICH VERISCHERUNGS-GESELLSCHAFT AG | Foreign Entity | ZURICH HOLDING COMPANY OF AMERICA, INC. | OWNER | 09/1980 | > 75% |
| ZURICH FINANCIAL SERVICES AG | Foreign Entity | ZURICH VERISCHERUNGS-GESELLSCHAFT AG | OWNER | 04/2000 | > 75% |