LONE PEAK PARTNERS MANAGEMENT LP
Adviser information for LONE PEAK PARTNERS MANAGEMENT LP last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $68.5M |
| Non-Discretionary | 1 | $102.7M |
| Total | 3 | $171.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $34.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $102.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 1 | $34.0M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73174 |
|---|---|
| SEC ERA File Number | 801-73174 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 156546 |
| Legal Entity Identifier | None |
Principal Office
745 FIFTH AVENUE5TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 646-430-8675, Fax: None
Chief Compliance Officer
STEVEN ASKLING
CFO
745 FIFTH AVENUE
5TH FLOOR
NEW YORK
NY
United States
Tel:
646-430-8669
S************@**********************M
(Full email address available in API data)
Regulatory Contact
BETSY L BATTLE
MANAGING MEMBER
745 FIFTH AVENUE
5TH FLOOR
NEW YORK
NY
United States
Tel:
646-430-8664
B**********@**********************M
(Full email address available in API data)
Industry Affiliates
| LONE PEAK PARTNERS GP I LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LONE PEAK PARTNERS FUND, LP | Hedge Fund | $34.5M | $1.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Askling, Steven, Edward | Individual | – | CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER | 02/2017 | < 5% |
| LONE PEAK PARTNERS LLC | Domestic Entity | – | GENERAL PARTNER | 01/2010 | < 5% |
| BATTLE, BETSY, LEE | Individual | – | FOUNDING PARTNER/CHIEF INVESTMENT OFFICER | 01/2010 | > 75% |
| BATTLE, BETSY, LEE | Individual | LONE PEAK PARTNERS LLC | MANAGING MEMBER | 01/2010 | > 75% |