PLANPILOT
PLANPILOT, LLC Legal Name
Adviser information for PLANPILOT last updated from Form ADV on February 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 15 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $3.0B |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $3.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 186 | $3.0B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 168 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Pension consulting servicesFURNISHES ADVICE TO CLIENTS ON MATTERS NOT INVOLVING SECURITIES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-73176 |
|---|---|
| SEC ERA File Number | 801-73176 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160319 |
| Legal Entity Identifier | None |
Principal Office
223 WEST JACKSONSUITE 800
CHICAGO
IL
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 312-973-4911, Fax: None
Chief Compliance Officer
MARK OLSEN
MANAGING DIRECTOR
223 WEST JACKSON
SUITE 800
CHICAGO
IL
United States
Tel:
312-973-4913
M*********@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OLSEN, MARK, ALLEN | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 12/2011 | > 75% |
| STEINBORN, JERRY, ROBERT | Individual | – | MEMBER | 07/2014 | 10-25% |