REMY INVESTORS & CONSULTANTS INCORPORATED
Adviser information for REMY INVESTORS & CONSULTANTS INCORPORATED last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 16 | $430.5M |
| Non-Discretionary | 11 | $351.0M |
| Total | 27 | $781.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 12 | $304.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 6 | $354.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 7 | $66.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $55.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
1801 CENTURY PARK EAST, SUITE 1111LOS ANGELES
CA
United States
Monday - Friday, 8:30 A.M. TO 5:30 P.M.
Tel: 310-843-0050, Fax: 310-843-0010
Chief Compliance Officer
EUGENE KOJIRO NAKA
CONTROLLER
1801 CENTURY PARK EAST #1111
LOS ANGELES
CA
United States
Tel:
310 843-0050
Fax:
310 843-0010
E****@****************M
(Full email address available in API data)
Regulatory Contact
MARK S. SIEGEL
PRESIDENT
1801 CENTURY PARK EAST STE. 1111
LOS ANGELES
CA
United States
Tel:
310 843-0050
Fax:
310 843-0010
M******@****************M
(Full email address available in API data)
Industry Affiliates
| PRESIDENT OF REMY INVESTORS AND CONSULTANTS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| REMY CAPITAL PARTNERS II, L.P. | MANAGED ACCOUNTS | $133.1M | $0.5M | 8 |
| REMY CAPITAL PARTNERS III, L.P. | Private Equity Fund | $59.8M | $0.5M | 8 |
| REMY CAPITAL PARTNERS, L.P. | Hedge Fund | $40.9M | $2.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SIEGEL, MARK, STEVEN | Individual | – | PRESIDENT/MANAGER | 03/1993 | < 5% |
| BERNS, KENNETH, NEIL | Individual | – | CONSULTANT | 12/1994 | < 5% |
| BARGHOUTI, SHANA, ELIZABETH | Individual | – | CONSULTANT | 10/2021 | < 5% |
| NAKA, EUGENE, KOJIRO | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |
| REMY HOLDINGS, INC | Domestic Entity | – | MEMBER | 01/2023 | > 75% |
| SIEGEL, MARK, STEVEN | Individual | REMY HOLDINGS, INC | SHAREHOLDER | 01/2023 | > 75% |