GUIDANCE POINT RETIREMENT SERVICES, LLC
Adviser information for GUIDANCE POINT RETIREMENT SERVICES, LLC last updated from Form ADV on March 2nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 8 | $64.3M |
| Non-Discretionary | 0 | $0 |
| Total | 8 | $64.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $10.2M |
| Charitable organizations | <5 | $47.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $6.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 59 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-73184 |
|---|---|
| SEC ERA File Number | 801-73184 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161000 |
| Legal Entity Identifier | None |
Principal Office
136 COMMERCIAL STREETSUITE 301
PORTLAND
ME
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 207-358-3099, Fax: 207-221-1435
Chief Compliance Officer
ANDREW J. WALKER
CHIEF EXECUTIVE OFFICER
136 COMMERCIAL STREET
SUITE 301
PORTLAND
ME
United States
Tel:
207-358-3099
Fax:
207-221-1435
A*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WALKER, ANDREW, JAY | Individual | – | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | 12/2011 | 50-75% |
| SMITH, BENJAMIN, JAMES | Individual | – | CHIEF INVESTMENT OFFICER | 03/2012 | 10-25% |
| DELCOL, WESLEY, AUSTIN | Individual | – | OWNER | 03/2012 | 10-25% |
| CAMDEN NATIONAL CORPORATION | Domestic Entity | – | OWNER | 04/2012 | 10-25% |