CAPULA INVESTMENT US LP
Adviser information for CAPULA INVESTMENT US LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 43 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $101.1B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $101.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $101.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 1 | $31.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 89 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO MANAGEMENT FOR SEPARATELY MANAGED ACCOUNT |
|---|---|
| Compensation | FEES PAID BY CAPULA INVESTMENT MANAGEMENT LLP |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
510 MADISON AVENUE9TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8.00AM - 5.00PM
Tel: (646) 874-5400, Fax: None
Websites
Chief Compliance Officer
IGOR ABRAMOV
510 MADISON AVE
9TH FLOOR
NEW YORK
NY
United States
Tel:
203-542-2407
I*******@***************M
(Full email address available in API data)
Industry Affiliates
| CAPULA INVESTMENT MANAGEMENT ASIA LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPULA GENERAL PARTNER LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CAPULA INVESTMENT JAPAN LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPULA INVESTMENT MANAGEMENT LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPULA INVESTMENT MANAGEMENT SINGAPORE PTE.LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPULA MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPULA MANAGEMENT US LLC | Sponsor, GP, manager of pooled investment vehicles |
| MONTEC SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ABRAMOV, IGOR | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2012 | < 5% |
| CAPULA MANAGEMENT US LLC | Domestic Entity | – | GENERAL PARTNER | 12/2009 | > 75% |
| HUO, YAN, NMN | Individual | CAPULA MANAGEMENT LIMITED | SHAREHOLDER | 10/2005 | 25-50% |
| CAPULA MANAGEMENT LIMITED | Foreign Entity | CAPULA MANAGEMENT US LLC | SHAREHOLDER | 12/2009 | > 75% |
| Perry, Rania, Christine | Individual | – | CHIEF EXECUTIVE OF CAPULA NEW YORK | 10/2023 | < 5% |
| BARNETT, MARK, JASON | Individual | – | DIRECTOR OF GENERAL PARTNER | 08/2022 | < 5% |