PRICE CAPITAL MANAGEMENT, INC.
Adviser information for PRICE CAPITAL MANAGEMENT, INC. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | Louisiana, United States |
Employees
Total Number of Employees | 4 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 5 | $523.3M |
Non-Discretionary | 0 | $0 |
Total | 5 | $523.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 1 | $78.6M |
Business development companies | 0 | $0 |
Pooled investment vehicles | 4 | $444.7M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
85 CHANTECLAIRE CIRCLEGULF BREEZE
FL
United States
Monday - Friday, 9AM - 3PM
Tel: 850-934-6300, Fax: 850-934-6830
Chief Compliance Officer
LEE HARRIS
CO-PORTFOLIO MANAGER
85 CHANTECLAIRE CIRCLE
GULF BREEZE
FL
United States
Tel:
850-934-6300
Fax:
850-934-6830
L**@***********M
(Full email address available in API data)
Industry Affiliates
PRICE ASSET MANAGEMENT, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
PRICE FLEX - QP FUND LP | Hedge Fund | $153.1M | $1.0M | 41 |
PRICE FLEX FUND LP | Hedge Fund | $90.1M | $1.0M | 47 |
PRICE FLEX QUALIFIED - QP FUND LP | Hedge Fund | $97.0M | $0.5M | 51 |
PRICE FLEX QUALIFIED FUND LP | Hedge Fund | $104.6M | $0.5M | 84 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
PRICE, MICHAEL, LEON | Individual | – | PRESIDENT | 04/1997 | > 75% |
HARRIS, WARD, LEE | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2012 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
Pacer Pacific Asset Floating Rate High Income ETF USD Class | ETF | 478K | 10K | SOLE |