SAMSUNG ASSET MANAGEMENT COMPANY, LTD.
Adviser information for SAMSUNG ASSET MANAGEMENT COMPANY, LTD. last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Korea, South |
Employees
| Total Number of Employees | 440 |
|---|---|
| Investment Advisory/Research | 322 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,385 | $248.3B |
| Non-Discretionary | 1 | $8.3M |
| Total | 1,386 | $248.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $1.4B |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 835 | $115.2B |
| Pension and profit sharing plans | <5 | $356.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $505.8M |
| Other investment advisers | <5 | $54.5M |
| Insurance companies | 17 | $124.4B |
| Sovereign wealth funds and foreign official institutions | <5 | $2.4B |
| Corporations or other businesses | 5 | $4.0B |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 870 |
| No. of Non-U.S. Clients | 99 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-73197 |
|---|---|
| SEC ERA File Number | 801-73197 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 158319 |
| Legal Entity Identifier | 988400QR5Y4VT749PV71 |
Principal Office
11, SEOCHO-DAERO 74-GILSEOCHO-GU
SEOUL
Korea, South
Monday - Friday, 8:00AM - 5:00PM (KST)
Tel: 82-2-3774-7554, Fax: 82-2-3774-7645
Chief Compliance Officer
SEONG MOOK SHIN
CLO/CCO
11, SEOCHO-DAERO 74-GIL
SEOCHO-GU
SEOUL
Korea, South
Tel:
82-2-3774-7667
Fax:
82-2-3774-7637
S**************@**********M
(Full email address available in API data)
Regulatory Contact
JIN KYOUNG PARK
PRINCIPAL LEGAL COUNSEL
11, SEOCHO-DAERO 74-GIL
SEOCHO-GU
SEOUL
Korea, South
Tel:
82-2-3774-7906
Fax:
82-2-3774-7637
J*************@**********M
(Full email address available in API data)
Industry Affiliates
| SAMSUNG ACTIVE ASSET MANAGEMENT CO., LTD. | Other investment adviser, including financial planners |
| SAMSUNG ASSET MANAGEMENT (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| SAMSUNG ASSET MANAGEMENT (LONDON) LTD. | Other investment adviser, including financial planners |
| SAMSUNG ASSET MANAGEMENT (NEW YORK), INC. | Other investment adviser, including financial planners |
| SAMSUNG CO-INVESTMENT 2021 GP, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| SAMSUNG FIRE & MARINE INSURANCE CO. LTD. | Insurance company or agency |
| SAMSUNG GLOBAL SME PRIVATE EQUITY MANAGER FUND CO., LTD. | Sponsor, GP, manager of pooled investment vehicles |
| SAMSUNG HEDGE ASSET MANAGEMENT CO., LTD. | Other investment adviser, including financial planners |
| SAMSUNG LIFE INSURANCE CO. LTD | Insurance company or agency |
| SAMSUNG PRIVATE EQUITY FUND 2022 GP, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| SAMSUNG PRIVATE EQUITY MANAGER 1 CO., LTD. | Sponsor, GP, manager of pooled investment vehicles |
| SAMSUNG SECURITIES (AMERICA), INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SAMSUNG SECURITIES CO. LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SAMSUNG GLOBAL PRIVATE EQUITY MANAGER FUND 1 L.P. | Private Equity Fund | $185.0M | $5.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SAMSUNG LIFE INSURANCE CO., LTD. | Foreign Entity | – | SHAREHOLDER | 12/1999 | > 75% |
| SHIN, SEONGMOOK | Individual | – | CLO/CCO | 06/2014 | < 5% |
| SOHN, SUNG, KYU | Individual | – | DIRECTOR | 03/2019 | < 5% |
| Koo, Ki, Sung | Individual | – | DIRECTOR | 03/2020 | < 5% |
| SUH, BONGKYUN | Individual | – | DIRECTOR/CEO | 12/2021 | < 5% |
| NA, SEONG LIN | Individual | – | DIRECTOR | 03/2023 | < 5% |
| KIM, YONGMIN | Individual | – | DIRECTOR | 12/2023 | < 5% |