WESTCHESTER CAPITAL PARTNERS, LLC
Adviser information for WESTCHESTER CAPITAL PARTNERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $39.9M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $39.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $39.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
100 SUMMIT LAKE DRIVEVALHALLA
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 914-741-5600, Fax: 914-741-2950
Websites
Chief Compliance Officer
CASAUNDRA WU
ASSISTANT MANAGING DIRECTOR
100 SUMMIT LAKE DRIVE
VALHALLA
NY
United States
Tel:
914-741-5600
Fax:
914-741-2950
C**@*************M
(Full email address available in API data)
Regulatory Contact
CHRISTOPHER COLOMB
CHIEF OPERATIONS OFFICER
100 SUMMIT LAKE DRIVE
VALHALLA
NY
United States
Tel:
914-741-5600
Fax:
914-741-2950
C******@*************M
(Full email address available in API data)
Industry Affiliates
| ALPHASIMPLEX GROUP, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CEREDEX VALUE ADVISORS LLC | Other investment adviser, including financial planners |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO. | Other investment adviser, including financial planners |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial planners |
| NFJ INVESTMENT GROUP, LLC | Other investment adviser, including financial planners |
| SEIX CLO MANAGEMENT GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| SEIX CLO MANAGEMENT LLC | Other investment adviser, including financial planners |
| SILVANT CAPITAL MANAGEMENT LLC | Other investment adviser, including financial planners |
| SUSTAINABLE GROWTH ADVISERS, LP | Other investment adviser, including financial planners |
| VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VIRTUS ETF ADVISERS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VIRTUS FIXED INCOME ADVISERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VIRTUS FUND ADVISERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| VIRTUS GLOBAL PARTNERS PTE. LTD. | Other investment adviser, including financial planners |
| VIRTUS INTERNATIONAL FUND MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| VIRTUS INTERNATIONAL MANAGEMENT LLP | Other investment adviser, including financial planners |
| VIRTUS INVESTMENT ADVISERS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| VP DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| WESTCHESTER CAPITAL MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WESTCHESTER CAPITAL MASTER TRUST | Hedge Fund | $39.9M | $0.5M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BEHREN, ROY, DOUGLAS | Individual | – | CO-PRESIDENT AND CO-CHIEF INVESTMENT OFFICER | 10/2021 | < 5% |
| SHANNON, MICHAEL, THOMAS | Individual | – | CO-PRESIDENT AND CO-CHIEF INVESTMENT OFFICER | 10/2021 | < 5% |
| WU, CASAUNDRA, LEE | Individual | – | ASSISTANT MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | 10/2021 | < 5% |
| COLOMB, CHRISTOPHER, J | Individual | – | CHIEF OPERATIONS OFFICER | 10/2021 | < 5% |
| AYLWARD, GEORGE, ROBERT | Individual | – | CHIEF EXECUTIVE OFFICER | 10/2021 | < 5% |
| ANGERTHAL, MICHAEL, AARON | Individual | – | EXECUTIVE VICE PRESIDENT | 10/2021 | < 5% |
| VIRTUS PARTNERS, INC. | Domestic Entity | – | SOLE MEMBER | 10/2021 | > 75% |
| VIRTUS INVESTMENT PARTNERS, INC. | Domestic Entity | VIRTUS PARTNERS, INC. | SOLE SHAREHOLDER | 10/2021 | > 75% |
| SMIRL, RICHARD, WILLIAM | Individual | – | EXECUTIVE VICE PRESIDENT | 10/2021 | < 5% |
| PURKALITIS, ANDRA, CYNTHIA | Individual | – | EXECUTIVE VICE PRESIDENT AND CHIEF LEGAL OFFICER | 11/2023 | < 5% |