PRICAP ADVISORS LLC
Adviser information for PRICAP ADVISORS LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 18 | $34.3M |
| Non-Discretionary | 0 | $0 |
| Total | 18 | $34.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $2.7M |
| HNW Individuals | 8 | $19.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $5.4M |
| Pension and profit sharing plans | <5 | $3.8M |
| Charitable organizations | <5 | $2.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $1.1M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-73218 |
|---|---|
| SEC ERA File Number | 801-73218 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159614 |
| Legal Entity Identifier | None |
Principal Office
100 PARK AVE16TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8AM - 5PM
Tel: 212-372-8922, Fax: None
Websites
Chief Compliance Officer
HON CHEUNG NG
VICE PRESIDENT
100 PARK AVE 16FL
NEW YORK
NY
United States
Tel:
212-372-8926
H*****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NG, HON CHEUNG | Individual | – | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |
| ELY, JAMES, SAMUEL | Individual | – | MANAGING MEMBER/CHIEF EXECUTIVE OFFICER | 01/2009 | > 75% |
| ELY, ELISABETH, E | Individual | – | MEMBER | 04/2014 | 10-25% |