INVERNESS GRAHAM INVESTMENTS, INC.
Adviser information for INVERNESS GRAHAM INVESTMENTS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 34 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 23 | $1.3B |
| Non-Discretionary | 0 | $0 |
| Total | 23 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 23 | $1.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-73219 |
|---|---|
| SEC ERA File Number | 801-73219 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157632 |
| Legal Entity Identifier | N/A |
Principal Office
1275 DRUMMERS LANESUITE 300
WAYNE
PA
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 610-722-0300, Fax: 610-251-2880
Chief Compliance Officer
JOHN REILLY
CHIEF FINANCIAL OFFICER
1275 DRUMMERS LANE
SUITE 300
NEWTOWN SQUARE
PA
United States
Tel:
610-722-0300
Fax:
610-251-2880
J******@******************M
(Full email address available in API data)
Industry Affiliates
| IGI I ANNEX GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| INVERNESS GRAHAM GENERAL PARTNER II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| INVERNESS GRAHAM GENERAL PARTNER III-B, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| INVERNESS GRAHAM GENERAL PARTNER III, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| INVERNESS GRAHAM GENERAL PARTNER IV-B, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| INVERNESS GRAHAM GENERAL PARTNER IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| INVERNESS GRAHAM GREEN LIGHT GENERAL PARTNER-B, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| INVERNESS GRAHAM GREEN LIGHT GENERAL PARTNER, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DATASOURCE CO-INVEST (IGI-II), L.P. | Private Equity Fund | $0.6M | $1.0M | 3 |
| EIKO CO-INVEST (IGI III), L.P. | Private Equity Fund | $0.0M | $0.5M | 3 |
| GPS CO-INVEST (IGI III), L.P. | Private Equity Fund | $9.2M | $0.5M | 5 |
| IGI I ANNEX FUND, L.P. | Private Equity Fund | $6.1M | $0.5M | 15 |
| INNOVIA CO-INVEST (IGI-IV), L.P. | Private Equity Fund | $30.3M | $0.5M | 3 |
| INVERNESS GRAHAM GREEN LIGHT FUND A, L.P. | Private Equity Fund | $0.0M | $5.0M | 0 |
| INVERNESS GRAHAM GREEN LIGHT FUND B, L.P. | Private Equity Fund | $28.5M | $5.0M | 2 |
| INVERNESS GRAHAM GREEN LIGHT FUND C, L.P. | Private Equity Fund | $14.9M | $5.0M | 3 |
| INVERNESS GRAHAM GREEN LIGHT FUND, L.P. | Private Equity Fund | $94.2M | $5.0M | 4 |
| INVERNESS GRAHAM INVESTMENTS II, L.P. | Private Equity Fund | $37.7M | $5.0M | 27 |
| INVERNESS GRAHAM INVESTMENTS III-A, L.P. | Private Equity Fund | $58.9M | $5.0M | 8 |
| INVERNESS GRAHAM INVESTMENTS III-B, L.P. | Private Equity Fund | $22.6M | $5.0M | 3 |
| INVERNESS GRAHAM INVESTMENTS III-C, L.P. | Private Equity Fund | $9.7M | $5.0M | 2 |
| INVERNESS GRAHAM INVESTMENTS III, L.P. | Private Equity Fund | $286.1M | $5.0M | 18 |
| INVERNESS GRAHAM INVESTMENTS IV-A, L.P. | Private Equity Fund | $94.5M | $5.0M | 6 |
| INVERNESS GRAHAM INVESTMENTS IV-B, L.P. | Private Equity Fund | $27.4M | $5.0M | 2 |
| INVERNESS GRAHAM INVESTMENTS IV-C, L.P. | Private Equity Fund | $19.5M | $5.0M | 2 |
| INVERNESS GRAHAM INVESTMENTS IV, L.P. | Private Equity Fund | $429.6M | $5.0M | 23 |
| INVERNESS GRAHAM INVESTMENTS V-A, L.P. | Private Equity Fund | $0.0M | $5.0M | 0 |
| INVERNESS GRAHAM INVESTMENTS V-B, L.P. | Private Equity Fund | $10.0M | $5.0M | 2 |
| INVERNESS GRAHAM INVESTMENTS V-C, L.P. | Private Equity Fund | $16.3M | $5.0M | 4 |
| INVERNESS GRAHAM INVESTMENTS V, L.P. | Private Equity Fund | $87.0M | $5.0M | 4 |
| SWIPECLOCK CO-INVEST (IGI III), L.P. | Private Equity Fund | $28.0M | $0.5M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRAHAM, KENNETH, ALEXANDER | Individual | – | SENIOR MANAGING PRINCIPAL | 08/1999 | > 75% |
| MORRISSEY, MIKE, B. | Individual | – | MANAGING PRINCIPAL | 11/2011 | < 5% |
| REILLY, JOHN, HENRY | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | 03/2012 | < 5% |
| SYKES, TREY | Individual | – | MANAGING PRINCIPAL | 11/2013 | < 5% |