DW HEALTHCARE PARTNERS
DW MANAGEMENT SERVICES, L.L.C. Legal Name
Adviser information for DW HEALTHCARE PARTNERS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 38 |
|---|---|
| Investment Advisory/Research | 33 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 11 | $1.5B |
| Non-Discretionary | 0 | $0 |
| Total | 11 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 11 | $1.5B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 18 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO COMPANY MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
Identifiers
| SEC RIA File Number | 801-73231 |
|---|---|
| SEC ERA File Number | 801-73231 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 160555 |
| Legal Entity Identifier | None |
Principal Office
1413 CENTER DRIVESTE. 220
PARK CITY
UT
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 435-645-4050, Fax: 435-645-4065
Chief Compliance Officer
JOHN BENEAR
MANAGING DIRECTOR
1413 CENTER DRIVE
STE. 220
PARK CITY
UT
United States
Tel:
435-645-4052
Fax:
435-645-4065
J******@*******M
(Full email address available in API data)
Regulatory Contact
RICHARD WILHELM
CHIEF FINANCIAL OFFICER
1413 CENTER DRIVE
STE. 220
PARK CITY
UT
United States
Tel:
435-645-4050
Fax:
435-645-4065
R*******@*******M
(Full email address available in API data)
Industry Affiliates
| DW HEALTHCARE MANAGEMENT III, L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| DW HEALTHCARE MANAGEMENT IV, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| DW HEALTHCARE MANAGEMENT SMALL CAP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| DW HEALTHCARE MANAGEMENT V, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MED-PHARMEX INVESTOR GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DW HEALTHCARE PARTNERS IV (B), L.P. | Private Equity Fund | $90.5M | $0.8M | 15 |
| DW HEALTHCARE AFFILIATES III, L.P. | Private Equity Fund | $1.1M | $0.0M | 17 |
| DW HEALTHCARE AFFILIATES IV, L.P. | Private Equity Fund | $1.6M | $0.0M | 10 |
| DW HEALTHCARE AFFILIATES V, L.P. | Private Equity Fund | $14.0M | $0.1M | 26 |
| DW HEALTHCARE PARTNERS III (B), L.P. | Private Equity Fund | $15.2M | $5.0M | 10 |
| DW HEALTHCARE PARTNERS III, L.P. | Private Equity Fund | $57.3M | $0.5M | 25 |
| DW HEALTHCARE PARTNERS IV, L.P. | Private Equity Fund | $197.1M | $0.8M | 24 |
| DW HEALTHCARE PARTNERS SMALL CAP, L.P. | Private Equity Fund | $218.9M | $5.0M | 35 |
| DW HEALTHCARE PARTNERS V, L.P. | Private Equity Fund | $923.7M | $1.0M | 76 |
| DW HEALTHCARE SMALL CAP AFFILIATES, L.P. | Private Equity Fund | $18.7M | $0.0M | 29 |
| MED-PHARMEX INVESTOR, LP | Private Equity Fund | $1.5M | $0.4M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BENEAR, JOHN, BENJAMIN | Individual | – | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER; MANAGING MEMBER | 01/2003 | < 5% |
| RUUD, LANCE, CLARK | Individual | – | MANAGING DIRECTOR; MANAGING MEMBER | 11/2006 | < 5% |
| LANCE C. RUUD AND KIMBERLY F. RUUD FAMILY TRUST DATED DECEMBER 23,1999 | Domestic Entity | – | NON-MANAGING MEMBER | 11/2006 | 10-25% |
| JB CAPITAL, LLC | Domestic Entity | – | NON-MANAGING MEMBER | 01/2003 | 25-50% |
| CARRAGHER, ANDREW, COLIN | Individual | – | MANAGING PARTNER; MANAGING MEMBER | 01/2003 | 25-50% |
| SCHILLINGER, DOUGLAS, KURT | Individual | – | MANAGING DIRECTOR; MANAGING MEMBER | 11/2006 | 10-25% |
| THE JOHN B. BENEAR, II TRUST U/A/D 8/28/02 | Domestic Entity | JB CAPITAL, LLC | MEMBER | 08/2002 | > 75% |
| BENEAR, JOHN, BENJAMIN | Individual | THE JOHN B. BENEAR, II TRUST U/A/D 8/28/02 | TRUSTEE | 08/2002 | |
| CHAMPSI, ALY, KHAN | Individual | – | MANAGING DIRECTOR; MANAGING MEMBER | 01/2020 | 10-25% |
| RUUD, LANCE, CLARK | Individual | – | TRUSTEE OF LANCE C. RUUD AND KIMBERLY F. RUUD FAMILY TRUST DATED DECEMBER 23, 1999 | 12/1999 | 10-25% |
| RUUD, KIMBERLY, F. | Individual | – | TRUSTEE OF LANCE C. RUUD AND KIMBERLY F. RUUD FAMILY TRUST DATED DECEMBER 23, 1999 | 12/1999 | 10-25% |
| WILHELM, RICHARD, WILLIAM | Individual | – | CHIEF FINANCIAL OFFICER | 01/2023 | < 5% |