HIGHBURY PACIFIC CAPITAL CORP.
Adviser information for HIGHBURY PACIFIC CAPITAL CORP. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Washington, United States |
Employees
Total Number of Employees | 1 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 0 | $0 |
Non-Discretionary | 1 | $274.7M |
Total | 1 | $274.7M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 1 | $274.7M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 100 |
Services
Advisory Services | Portfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
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Compensation | % of AUMFixed fees |
Identifiers
SEC RIA File Number | 801-73240 |
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SEC ERA File Number | 801-73240 |
SEC CIK Numbers | None |
SEC CRD Numbers | 157778 |
Legal Entity Identifier | None |
Principal Office
14205 S.E. 36TH STREETSUITE 100
BELLEVUE
WA
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 206-340-2800, Fax: None
Chief Compliance Officer
GARY LEE
PRESIDENT & CHIEF INVESTMENT OFFICER
14205 S.E. 36TH STREET
SUITE 100
BELLEVUE
WA
United States
Tel:
206-340-2800
H*******@*******M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
LEE, GARY, STEPHEN | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2012 | > 75% |
LEE, GARY, STEPHEN | Individual | – | PRESIDENT | 12/2003 | > 75% |